| United States Patent Application |
20200375480
|
| Kind Code
|
A1
|
|
COSTA; Madalena D.
;   et al.
|
December 3, 2020
|
Non-Invasive Cardiovascular Risk Assessment Using Heart Rate Variability
Fragmentation
Abstract
Disclosed herein are example methods and systems for non-invasive
cardiovascular risk assessment using heart rate variability
fragmentation. A first set of electrocardiogram (ECG) signals may be
received from a subject. Data from the first set of ECG signals may be
analyzed to identify sign changes in heart rate acceleration in the first
set of ECG signals. Based on the identified sign changes in heart rate
acceleration, a degree of fragmentation in the first set of ECG signals
may be determined. Afterwards, cardiovascular risk of the subject may be
assessed based on the degree of fragmentation.
| Inventors: |
COSTA; Madalena D.; (Brookline, MA)
; GOLDBERGER; Ary L.; (Newton Center, MA)
|
| Applicant: | | Name | City | State | Country | Type | BETH ISRAEL DEACONESS MEDICAL CENTER, INC. | Boston | MA | US | | |
| Assignee: |
BETH ISRAEL DEACONESS MEDICAL CENTER, INC.
Boston
MA
|
| Family ID:
|
63584749
|
| Appl. No.:
|
16/497331
|
| Filed:
|
March 23, 2018 |
| PCT Filed:
|
March 23, 2018 |
| PCT NO:
|
PCT/US2018/024107 |
| 371 Date:
|
September 24, 2019 |
Related U.S. Patent Documents
| | | | |
|
| Application Number | Filing Date | Patent Number | |
|---|
| | 62476392 | Mar 24, 2017 | | |
|
|
| Current U.S. Class: |
1/1 |
| Current CPC Class: |
A61B 5/02405 20130101; A61B 5/0245 20130101; A61B 5/349 20210101; A61B 5/0205 20130101; A61B 5/024 20130101; A61B 5/7275 20130101; A61B 5/364 20210101; A61B 5/00 20130101; A61B 5/318 20210101 |
| International Class: |
A61B 5/024 20060101 A61B005/024; A61B 5/0245 20060101 A61B005/0245; A61B 5/0468 20060101 A61B005/0468; A61B 5/00 20060101 A61B005/00 |
Claims
1. A method of assessing cardiovascular risk of a subject, comprising:
receiving a first set of electrocardiogram (ECG) signals of the subject;
analyzing data from the first set of ECG signals to identify sign changes
in heart rate acceleration in the first set of ECG signals; determining a
degree of fragmentation in the first set of ECG signals based on the
identified sign changes in heart rate acceleration; and assessing
cardiovascular risk of the subject based on the degree of fragmentation.
2. The method of claim 1, wherein analyzing data from the first set of
ECG signals further comprises: deriving, from each ECG signal, a time
series of normal-to-normal (NN) intervals,
{NN.sub.i}={t.sub.N.sub.i-t.sub.N.sub.i-1}, wherein t.sub.N.sub.i
represents the time of occurrence of the i.sup.th normal sinus beat, and
the time series of the differences between consecutive NN interval
increments, {.DELTA.NN.sub.i}={NN.sub.i-NN.sub.i-1}; and computing a set
of fragmentation indices from the time series derived from each ECG
signal.
3. The method of claim 2, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of zero-crossing points in
the time series of the NN intervals or a percentage of inflection points
(PIP) in the time series of the NN intervals.
4. The method of claim 2, wherein a fragmentation index in the set of
fragmentation indices comprises an inverse of an average length of
acceleration and deceleration NN segments (IALS.sub.NN), wherein the
acceleration and deceleration segments are sequences of NN intervals
between consecutive inflection points for which the differences between
two NN intervals are <0 and >0, respectively, and wherein a length
of a segment is the number of NN intervals in the segment.
5. The method of claim 2, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of short NN segments
(PSS.sub.NN), wherein PSS.sub.NN further comprises a complement of a
percentage of NN intervals in acceleration and deceleration segments with
three or more NN intervals.
6. The method of claim 2, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of NN intervals in
alternation segments, wherein each alternation segments comprises a
sequence of at least four NN intervals, for which heart rate acceleration
changes sign every beat.
7. The method of claim 2, further comprising: applying the set of
fragmentation indices to the data from the first set of ECG signals.
8. The method of claim 7, further comprising: further determining the
degree of fragmentation in the first set of ECG signals based on values
of the set of fragmentation indices, wherein the degree of fragmentation
increases based on an increase in the values of the set of fragmentation
indices.
9. The method of claim 1, wherein analyzing data from the first set of
ECG signals further comprises: deriving, from each ECG signal, a time
series of cardiac interbeat (RR) intervals,
{RR.sub.i}={t.sub.R.sub.i-t.sub.R.sub.i-1}, wherein t.sub.R.sub.i
represents the time of occurrence of the i.sup.th QRS complex, and the
time series of the differences between consecutive RR intervals
(increments), {.DELTA.RR.sub.i}={RR.sub.i-RR.sub.i-1}; and computing a
set of fragmentation indices from the time series derived from each ECG
signal.
10. The method of claim 9, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of zero-crossing points in
the RR time series or a percentage of inflection points (PIP) in the time
series of the RR intervals.
11. The method of claim 9, wherein a fragmentation index in the set of
fragmentation indices comprises: an inverse of an average length of
acceleration and deceleration RR segments (IALS.sub.RR), wherein the
acceleration and deceleration segments are sequences of RR intervals
between consecutive inflection points for which the differences between
two RR intervals are <0 and >0, respectively, and wherein a length
of a segment is the number of RR intervals in the segment.
12. The method of claim 9, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of short RR segments
(PSS.sub.RR), wherein PSS.sub.RR further comprises a complement of a
percentage of RR intervals in acceleration and deceleration segments with
three or more RR intervals.
13. The method of claim 9, wherein a fragmentation index in the set of
fragmentation indices comprises: a percentage of RR intervals in
alternation segments, wherein each alternation segments comprises a
sequence of at least four RR intervals, for which heart rate acceleration
changes sign every beat.
14. The method of claim 9, further comprising: applying the set of
fragmentation indices to the data from the first set of ECG signals.
15. The method of claim 1, further comprising: mapping the differences
between consecutive NN or RR intervals above and below given thresholds
in the first set of ECG signals to at least three different symbols;
identifying different segments of consecutive symbols in the plurality of
symbols as a plurality of words; determining a plurality of word groups
based on identifying for each word the number and types of transitions
between different symbols; determining percentages of each word group;
and quantifying the degree of fragmentation in the first set of ECG
signals based on the percentages of each word group in the plurality of
word groups.
Description
STATEMENT REGARDING FEDERALLY-SPONSORED RESEARCH AND DEVELOPMENT
[0001] This invention was made with U.S. Government support under grants
Grant Nos. GM104987 and HL114473 awarded by National Institutes of Health
(NIH). The U.S. Government has certain rights in the invention.
BACKGROUND OF THE INVENTION
Field of the Invention
[0002] Embodiments herein relate to systems and methods for assessing
cardiovascular risk by fragmentation of heartbeat variability.
Background Art
[0003] Heart rate variability (HRV) is the physiological phenomenon of
variation in the time interval between heartbeats for an individual.
Short-term HRV is most commonly attributed to physiologic vagal tone
modulation, and the degree of short-term variability of normal-to-normal
(NN) sinus beats may be used as a dynamic biomarker of cardiac vagal tone
modulation.
[0004] However, with aging and cardiovascular disease, the emergence of
high short-term HRV, consistent with the breakdown of the
neuroautonomic-electrophysiologic control system, may confound
traditional HRV analysis. For example, parasympathetic regulation of
sinus rhythm may decrease with aging and organic heart disease, yet the
amount of short-term variability may increase for some subjects in such
high risk groups.
[0005] Ultimately, the presence of abnormal variants of sinus rhythm may
limit the utility of traditional HRV analysis because an increase in the
overall amount of short-term variability might not be solely attributed
to fluctuations in vagal tone. Therefore, a need exists for new systems,
methods, and techniques for analyzing short-term HRV and distinguishing
differences in the structure of fluctuations between physiologic and
anomalous variability.
SUMMARY OF THE INVENTION
[0006] Example methods and systems are described herein for non-invasive
cardiovascular risk assessment using a heart rate variability
fragmentation approach. The degree of heartbeat fragmentation may
indicate a breakdown of fluency in heartbeats resulting from aging,
disease, and/or pathological conditions. In some embodiments,
mathematical analysis of a change in sign of a heartbeat
acceleration/deceleration signal is performed in order to measure
fragmentation of heartbeats. The heartbeat comprises a speed/velocity
signal, and an acceleration/deceleration represents a change in the heart
rate signal. In some embodiments, the degree of heartbeat fragmentation
may indicate a breakdown of fluency in heartbeats resulting from aging,
disease, and/or a pathological condition.
[0007] In an embodiment, a method of assessing cardiovascular risk of a
subject may include receiving a first set of electrocardiogram (ECG)
signals of the subject, analyzing data from the first set of ECG signals
to identify sign changes in heart rate acceleration in the first set of
ECG signals, determining a degree of fragmentation in the first set of
ECG signals based on the identified sign changes in heart rate
acceleration, and assessing cardiovascular risk of the subject based on
the degree of fragmentation. Analyzing data from the first set of ECG
signals may further comprise deriving a time series of normal-to-normal
(NN) interbeat intervals from each ECG signal and computing a set of
fragmentation indices from the time series derived from each ECG signal.
The set of fragmentation indices may be applied to the data from the
first set of ECG signals.
[0008] Further features and advantages, as well as the structure and
operation of various embodiments, are described in detail below with
reference to the accompanying drawings. It is noted that the specific
embodiments described herein are not intended to be limiting. Such
embodiments are presented herein for illustrative purposes only.
Additional embodiments will be apparent to persons skilled in the
relevant art(s) based on the teachings contained herein.
BRIEF DESCRIPTION OF THE DRAWINGS/FIGURES
[0009] The accompanying drawings, which are incorporated herein and form
part of the specification, illustrate the present invention and, together
with the description, further serve to explain the principles of the
present invention and to enable a person skilled in the relevant art(s)
to make and use the present invention.
[0010] FIGS. 1A-1D illustrate examples of respiratory sinus arrhythmia and
anomalous sinus rhythm, according to an embodiment of the present
disclosure.
[0011] FIG. 2 illustrates a table of Spearman rank and standardized
Pearson product-moment coefficients for the relationships between
traditional short-term HRV, nonlinear, and fragmentation indices with
cross-sectional age for the group of healthy subjects, according to an
embodiment of the present disclosure.
[0012] FIG. 3 illustrates scatter plots of the traditional heart rate
variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and SampEn
(sample entropy)) and fragmentation (PIP, IALS, PSS and PAS) indices
versus the participants' age for the group of healthy subjects and
patients with coronary artery disease (CAD), derived from the analysis of
the full (.about.24-hour) period, according to an embodiment of the
present disclosure.
[0013] FIG. 4 illustrates a table of measured values of heart rate
variability in healthy subjects and measured values of heart rate
variability of subjects with coronary artery disease (CAD), according to
an embodiment of the present disclosure.
[0014] FIG. 5 illustrates a table of values obtained from logistic
regression analysis and area under the ROC curve for unadjusted models of
CAD, according to an embodiment of the present disclosure.
[0015] FIG. 6 illustrates normalized histograms of the traditional heart
rate variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and
SampEn) and fragmentation (PIP, IALS, PSS and PAS) indices for the groups
of healthy subjects (blue) and patients with coronary artery disease
(red), for the 24-hour period, according to an embodiment of the present
disclosure.
[0016] FIG. 7 illustrates a table of values obtained from logistic
regression analysis and AUC for models of CAD adjusted for age and sex,
according to an embodiment of the present disclosure.
[0017] FIG. 8 illustrates scatter plots of the traditional heart rate
variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and SampEn)
and fragmentation (PIP, IALS, PSS and PAS) indices versus mean heart rate
(in beats per minute, bpm) for the group of healthy subjects (blue dots)
and those with coronary artery disease (CAD, red circles), derived from
the analysis of 24-hour NN interval time series, according to an
embodiment of the present disclosure.
[0018] FIG. 9 illustrates examples of respiratory sinus arrhythmia and
anomalous (fragmented) sinus rhythm, according to an embodiment of the
present disclosure. Electrocardiograms (Holter lead) from a healthy
subject (first row) and a patient with coronary artery disease (CAD)
(second row), both from the present study. Normal-to-normal (NN) sinus
interval time series from the healthy subject (third row, left) and the
patient with CAD (third row, right). The fluctuation patterns of the
former time series are characteristic of phasic (respiratory) sinus
arrhythmia, while that of the latter are indicative of an abnormal,
non-phasic sinus arrhythmia. See Costa, M. D., Davis, R. B., and
Goldberger, A. L. (2017). Heart rate fragmentation: a new approach to the
analysis of cardiac interbeat interval dynamics. Front. Physiol. 8:255
(herein "Costa I 2017"). Positive and negative changes in the value of
the NN intervals, corresponding to heart rate decelerations and
accelerations were mapped to symbols "-1" and "1," respectively. Symbol
"0" is used to represent intervals in which heart rate did not change. To
assist in visual comparisons, pale gray backgrounds are used for data
from the healthy subject and light red for data from the patient with
CAD, respectively. The symbolic mapping of the differences between
consecutive NN intervals for the ECG of the healthy subject (first 16
intervals) along with the first four words that were derived from this
sequence are shown on the bottom left. The first word "-1-111" contains
one hard inflection point. It belongs to the group W.sub.1 and, more
specifically, to the subgroup W.sub.1.sup.H. The following three words,
"-1110," "110-1," and "10-1-1" contain two inflection points. Therefore,
they belong to group W.sub.2. However, the first word ("-1110") belongs
to the subgroup W.sub.2.sup.M since it contains one hard and one soft
inflection point; the second ("110-1") and the third ("10-1-1") words
belong to the subgroup W.sub.2.sup.S since they present two soft
inflection points. The panels on the bottom right show the percentage of
words in each group for the healthy subject (left) and patient with CAD
(right). Note a substantially higher percentage of fragmented words for
the patient with CAD than for the healthy subject. The abbreviation
"a.u." stands for arbitrary units.
[0019] FIG. 10 illustrates a schematic diagram of 81 different words of
length 4 with an alphabet of 3 symbols, in which the symbols "/", "\",
and "-" represent heart rate acceleration, deceleration and no change,
respectively. Words were grouped by the number and type of inflection
points. The labels, 0-80, shown in parentheses, are the decimal value of
the ternary representation of each pattern using the symbols "2" if
.DELTA.NN.sub.i<0, "1" if .DELTA.NN.sub.i>0 and "0" if
.DELTA.NN.sub.i=0. For example, the label for the word comprising 4
consecutive accelerations, i.e., the word 2222, is 80
(=2.times.3.sup.3+2.times.3.sup.2+2.times.3.sup.1+2.times.3.sup.0).
Abbreviations: W, word subgroup. The subscript and superscript of W
indicate, respectively, the number and the type of inflection points,
hard (H), soft (S) or a combination of hard and soft (M, mixed) that the
words in that subgroup contain.
[0020] FIG. 11 illustrates a table of slope and [95% confidence intervals]
of the association between each outcome measure and the participants' age
for the group of healthy subjects and those with CAD, for the 24-h and
putative awake and sleep periods. CAD, coronary artery disease; PIP,
percentage of inflection points; W.sub.j, 0.ltoreq.j.ltoreq.3, group of
words containing j inflection points; superscripts: H, hard inflection
points; S, soft inflection points; M, mixed inflection points, i.e., a
combination of hard and soft inflection points. Word groups for which the
type of inflection point is not specified comprise words with all types
of inflection points. The percentages of words in the groups
W.sub.j.sup.H* and W.sub.j.sup.S* were calculated over the total number
of NN words with only hard and only soft inflection points, respectively.
The percentages of words in the other groups were calculated over the
total number of NN words. Slope values marked with the symbol .dagger.
are significantly different in the two sample populations.
[0021] FIGS. 12A-12C illustrate graphs depicting the relationship between
the percentage of words with no inflection points (W.sub.0), one
(W.sub.1), two (W.sub.2) and three (W.sub.3) inflection points and the
participants' age for the healthy subjects (blue) and those with coronary
artery disease (CAD, red) during the 24-h (FIG. 12A), putative awake
(FIG. 12B) and putative sleep (FIG. 12C) periods. Symbols and lines
represent, respectively, word percentages for each subject and the
regression lines derived from linear regression analyses controlled for
the average NN interval. In each plot, the rates of change of the outcome
variables per year of age for the healthy subjects and the patients with
CAD are indicated in blue and red, respectively.
[0022] FIG. 13 illustrates a table showing measures of heart rate
fragmentation/fluency in healthy subjects and those with coronary artery
disease. Values are reported as median, 25th-75th percentiles. CAD,
coronary artery disease; PIP, percentage of inflection points; W.sub.j,
0.ltoreq.j.ltoreq.3, group of words containing j inflection points;
superscripts: H, hard inflection points; S, soft inflection points; M,
mixed inflection points, i.e., a combination of hard and soft inflection
points. Word groups for which the type of inflection point is not
specified comprise words with all types of inflection points. The
percentages of words in the groups W.sub.j.sup.H* and W.sub.j.sup.S* were
calculated over the total number of NN words with only hard and only soft
inflection points, respectively. The percentages of words in the other
groups were calculated over the total number of NN words.
[0023] FIG. 14 illustrates a table showing logistic regression analysis
and area under the ROC curve for unadjusted models of CAD. Values
presented are normalized odds ratio (OR.sub.n), 95% confidence intervals
(95% CI) and area under the receiver operating characteristic curve
(AUC). CAD, coronary artery disease; PIP, percentage of inflection
points; W.sub.j, 0.ltoreq.j.ltoreq.3, group of words containing j
inflection points; superscripts: H, hard inflection points; S, soft
inflection points; M, mixed inflection points, i.e., a combination of
hard and soft inflection points. Word groups for which the type of
inflection point is not specified comprise words with all types of
inflection points. The percentage of word groups without "*" was
calculated over the total number of NN words. The percentages of words in
the groups W.sub.j.sup.H* and W.sub.j.sup.S* were calculated over the
total number of NN words with only hard and only soft inflection points,
respectively. The percentages of words in the other groups were
calculated over the total number of NN words.
[0024] FIG. 15 illustrates a table showing logistic regression analysis
and AUC for models of CAD adjusted for age and sex. The analysis was
performed using raw measures. Values presented are the normalized odds
ratio (ORn) and the 95% confidence intervals (95% CI) for the variables
listed in the header column, in models adjusted for age and sex; the area
under the receiver operating characteristic curve (AUC) and the p value
for the likelihood-ratio test of the null hypothesis that the addition of
the HRV measure does not improve the fit of the model with age and sex
alone. CAD, coronary artery disease; PIP, percentage of inflection
points; W.sub.j, 0.ltoreq.j.ltoreq.3, group of words containing j
inflection points; superscripts: H, hard inflection points; S, soft
inflection points; M, mixed inflection points, i.e., a combination of
hard and soft inflection points. Word groups for which the type of
inflection point is not specified comprise words with all types of
inflection points. The percentages of words in the groups W.sub.j.sup.H*
and W.sub.j.sup.S* were calculated over the total number of NN words with
only hard and only soft inflection points, respectively. The percentages
of words in the other groups were calculated over the total number of NN
words.
[0025] FIG. 16 illustrates a table showing logistic regression analysis
and AUC for models of CAD adjusted for age, sex, and the average value of
the NN intervals. The analysis was performed using raw measures. Values
presented are the normalized odds ratio (OR.sub.n) and the 95% confidence
intervals (95% CI) for the variables listed in the header column, in
models adjusted for age, sex and the average value of the NN intervals
(AVNN); the area under the receiver operating characteristic curve (AUC)
and the p value for the likelihood-ratio test of the null hypothesis that
the addition of the HRV measure does not improve the fit of the model
with age and sex alone. CAD, coronary artery disease; PIP, percentage of
inflection points; W.sub.j, 0.ltoreq.j.ltoreq.3, group of words
containing j inflection points; superscripts: H, hard inflection points;
S, soft inflection points; M, mixed inflection points, i.e., a
combination of hard and soft inflection points. Word groups for which the
type of inflection point is not specified comprise words with all types
of inflection points. The percentages of words in the groups
W.sub.j.sup.H* and W.sub.j.sup.S* were calculated over the total number
of NN words with only hard and only soft inflection points, respectively.
The percentages of words in the other groups were calculated over the
total number of NN words.
[0026] FIG. 17 illustrates a table with characteristics of Multi-Ethnic
Study of
[0027] Atherosclerosis (MESA) participants without and with a
cardiovascular event (CVE) during follow-up. Values presented are the
population mean and SD for continuous variables and the number of
participants and its percentage for categorical variables. Abbreviations:
BMI, body mass index; HR, heart rate; BP, blood pressure; HDL, high
density lipoprotein; CVE, cardiovascular event; SD, standard deviation.
[0028] FIG. 18 illustrates a table showing the association of
fragmentation and traditional HRV indices with incident CVEs in
unadjusted and adjusted models for standard risk factors. In particular,
FIG. 18 shows Models 1 and 2; Model 1: unadjusted. Model 2: adjusted for
the traditional risk factors: age, sex, systolic blood pressure, total
cholesterol, HDL cholesterol, current smoking status, hypertension
medication, diabetes and lipid lowering medication. Values presented are
standardized hazard ratios (HRs), 95% confidence intervals (95% CI),
Harrell's C statistic (C-index) and the p-value for the likelihood ratio
test of the null hypothesis that the addition of a dynamical measure
(fragmentation or HRV metric) to a model with the traditional risk
factors did not improve the fit of data. The numbers of
participants/events in the analyses of the models 1 and 2 were 1771/72
and 1702/71, respectively. Abbreviations: HRV, heart rate variability;
CVE, cardiovascular event; HDL, high density lipoprotein; PIP, percentage
of inflection points; W.sub.0, W.sub.1, W.sub.2, W.sub.3, percentage of
words with 0, 1, 2 and 3 inflection points; AVNN, average value of the NN
intervals; SDNNIDX, mean of the standard deviations of NN intervals in
all 5-minute segments; rMSSD, root mean square of the successive
differences; pNN50, percentage of differences between successive NN
intervals above 50 ms; HF, high frequency spectral power; LF/HF, ratio of
low to high frequency power.
[0029] FIG. 19 illustrates a table showing the association of
fragmentation and traditional
[0030] HRV indices with incident CVEs in models adjusted for the
Framingham and MESA CV risk indices. In particular, FIG. 19 shows Models
3 and 4; Model 3: adjusted for the Framingham CV risk index. See R. B.
D'Agostino, R. S. Vasan, M. J. Pencina, P. A. Wolf, M. Cobain, J. M.
Massaro, and W. B. Kannel. General cardiovascular risk profile for use in
primary care: the Framingham Heart Study. Circulation, 117(6):743-753,
2008 (herein "D'Agostino 2008"). Model 4: adjusted for the MESA CV risk
index. Values presented are standardized hazard ratios (HRs), 95%
confidence intervals (95% CI), Harrell's C statistics (C-index) and the
p-value for the likelihood ratio test of the null hypothesis that the
addition of an HRV metric to a model with one of three risk indices did
not improve the fit of the data. The numbers of participants/events in
the analyses of the models 3, 4 and 5 were 1767/72, 1672/71 and 1305/55
respectively. Abbreviations: HRV, heart rate variability; CVE,
cardiovascular event; CV, cardiovascular; PIP, percentage of inflection
points; W.sub.0, W.sub.1, W.sub.2, W.sub.3, percentage of words with 0,
1, 2 and 3 inflection points; AVNN, average value of the normal-to-normal
sinus (NN) intervals; SDNNIDX, mean of the standard deviations of NN
intervals in all 5-minute segments; rMSSD, root mean square of the
successive differences; pNN50, percentage of differences between
successive NN intervals above 50 ms; HF, high frequency spectral power;
LF/HF, ratio of low to high frequency power.
[0031] FIG. 20 illustrates a table showing the association of
fragmentation and traditional HRV indices with CV death in models
adjusted for the Framingham and MESA CV risk indices. In particular, FIG.
20 shows Models 1-3; Model 1: unadjusted. Model 2: adjusted for the
Framingham CV risk index per D'Agostino 2008. Model 3: adjusted for the
MESA CV risk index. The numbers of participants in the analyses of the
models 1, 2 and 3 were 1963, 1958 and 1856, respectively. The number of
participants/events in models 1, 2 and 3 was 1963/21, 1958/21 and
1856/21, respectively. Values presented are standardized hazard ratios
(HRs), 95% confidence intervals (95% CI), Harrell's C statistics
(C-index) and the p-value for the likelihood ratio test of the null
hypothesis that the addition of a dynamical measure (fragmentation or HRV
metric) to a model with one of the risk indices did not improve the fit
of the data. Abbreviations: HRV, heart rate variability; CV,
cardiovascular; PIP, percentage of inflection points; W.sub.0, W.sub.1,
W.sub.2, W.sub.3, percentage of words with 0, 1, 2 and 3 inflection
points; AVNN, average value of the normal-to-normal sinus (NN) intervals;
SDNNIDX, mean of the standard deviations of NN intervals in all 5-minute
segments; rMSSD, root mean square of the successive differences; pNN50,
percentage of differences between successive NN intervals above 50 ms;
HF, high frequency spectral power; LF/HF, ratio of low to high frequency
power.
[0032] FIGS. 21A-21F illustrate examples of twelve-second
electrocardiographic (ECG) recordings (shown in FIGS. 21A and 21D),
normal-to-normal (NN) sinus interval time series (shown in FIGS. 21B and
21E), and ANN (increment) time series (shown in FIGS. 21C and 21F) from
subjects with respiratory sinus arrhythmia and fragmented sinus rhythm.
In particular, FIGS. 21A-21C show examples of respiratory sinus
arrhythmia for Subject A, a 74 year-old African-American male without
incident cardiovascular events, and FIGS. 21D-21F show examples of
fragmented sinus rhythm for Subject B, a 77 year-old Caucasian female
with incident events (transient ischemic attack, percutaneous coronary
angioplasty and coronary revascularization) 382 days after the
polysomnographic study. Note that the former shows a more "fluent," less
fragmented interbeat interval pattern than the latter. However, the ECG
rhythm strips are both clinically consistent with "normal sinus rhythm."
[0033] FIG. 22 illustrates example Kaplan-Meier survival curves of
analyses of incident CVEs (top panels) and CV mortality(bottom panels),
showing the percentage of symbolic words with one inflection point
derived (W.sub.1) from RR interval time series (left panels), the
Framingham (middle panels) and MESA (right panels) CV risk indices.
[0034] FIG. 23 illustrates an example scatterplot of the natural logarithm
of rMSSD and PIP. The solid line is described by
PIP=-0:333*ln(rMSSD).sup.2+0:046*[ln(rMSSD)].sup.2+1.175. The 95% CI for
ln(rMSSD), [ln(rMSSD)].sup.2 and the constant term were [-0.375, -0.291],
[0.040, 0.052] and [1.101, 1.249], respectively. Abbreviations: PIP,
percentage of inflection points; rMSSD, root mean square of the
successive differences; CI, confidence interval.
[0035] FIGS. 24A and 24B illustrate example Tukey boxplots of ln(rMSSD)
and PIP for participants in successive age groups. Abbreviations: PIP,
percentage of inflection points; rMSSD, root mean square of the
successive differences.
[0036] FIG. 25 illustrates an example computer system useful for
implementing portions of the present invention.
[0037] The features and advantages of the present invention will become
more apparent from the detailed description set forth below when taken in
conjunction with the drawings, in which like reference characters
identify corresponding elements throughout. In the drawings, like
reference numbers generally indicate identical, functionally similar,
and/or structurally similar elements. The drawing in which an element
first appears is indicated by the leftmost digit(s) in the corresponding
reference number.
DETAILED DESCRIPTION OF THE INVENTION
[0038] This specification discloses one or more embodiments that
incorporate the features of this invention. The disclosed embodiment(s)
merely exemplify the present invention. The scope of the present
invention is not limited to the disclosed embodiment(s).
[0039] The embodiment(s) described, and references in the specification to
"one embodiment", "an embodiment", "an example embodiment", etc.,
indicate that the embodiment(s) described may include a particular
feature, structure, or characteristic, but every embodiment may not
necessarily include the particular feature, structure, or characteristic.
Moreover, such phrases are not necessarily referring to the same
embodiment. Further, when a particular feature, structure, or
characteristic is described in connection with an embodiment, it is
understood that it is within the knowledge of one skilled in the art to
effect such feature, structure, or characteristic in connection with
other embodiments whether or not explicitly described.
[0040] Embodiments of the present invention may be implemented in
hardware, firmware, software, or any combination thereof. Embodiments of
the present invention may also be implemented as instructions stored on a
machine-readable medium, which may be read and executed by one or more
processors. A machine-readable medium may include any mechanism for
storing or transmitting information in a form readable by a machine
(e.g., a computing device). For example, a machine-readable medium may
include read only memory (ROM); random access memory (RAM); magnetic disk
storage media; optical storage media; flash memory devices; electrical,
optical, acoustical or other forms of propagated signals (e.g., carrier
waves, infrared signals, digital signals, etc.), and others. Further,
firmware, software, routines, instructions may be described herein as
performing certain actions. However, it should be appreciated that such
descriptions are merely for convenience and that such actions in fact
result from computing devices, processors, controllers, or other devices
executing the firmware, software, routines, instructions, etc.
LIST OF ABBREVIATIONS USED HEREIN
[0041] .alpha..sub.1--detrended fluctuation analysis short-term exponent
[0042] a.u.--Arbitrary units [0043] AUC--Area under the receiver
operating characteristic curve [0044] AVNN--average value of the NN
intervals [0045] BMI--body mass index [0046] BP--blood pressure [0047]
CAD--Coronary artery disease [0048] CV--cardiovascular [0049]
CVD--cardiovascular disease [0050] CVE--cardiovascular event [0051]
DFA--Detrended fluctuation analysis [0052] ECG--Electrocardiogram [0053]
F(n)--DFA root-mean-square fluctuation function of the integrated and
detrended data, computed using windows of length n [0054] HDL--high
density lipoprotein [0055] HF--High frequency spectral power (e.g., total
spectral power of all NN intervals between 0.15 and 0.4 Hz) [0056]
HR--heart rate [0057] HRF--heart rate fragmentation [0058] HRV--heart
rate variability [0059] IALS--Inverse of the average length of the
acceleration/deceleration segments. [0060] IDEAL--Intercity Digital
Electrocardiogram Alliance [0061] LF/HF--ratio of low to high frequency
power [0062] MESA--Multi-Ethnic Study of Atherosclerosis [0063]
NN--Normal-to-normal (sinus) interbeat interval [0064]
OR.sub.n--Normalized odds ratio [0065] PAS--Percentage of NN intervals in
alternation segments [0066] PIP--Percentage of inflection points (e.g.,
changes in heart acceleration sign) [0067] pNN20--Percentage of
differences between adjacent NN intervals that are greater than 20 ms
[0068] pNN50--Percentage of differences between adjacent NN intervals
that are greater than 50 ms [0069] PSG--polysomnography or polysomnogram
[0070] PSS--Percentage of NN intervals in short segments [0071]
RR--Cardiac interbeat interval (e.g., R-to-R (interval)) [0072]
RSA--Respiratory sinus arrhythmia [0073] rMSSD--Root mean square of
successive differences (e.g., square root of the mean of the squares of
differences between adjacent NN intervals) [0074] SA/SAN--Sino-atrial
node [0075] SampEn--Sample entropy [0076] SDNNIDX--mean of the standard
deviations of NN intervals in all 5-minute segments [0077] SDSD--Standard
deviation of successive differences [0078] SVPB--Supra-ventricular
premature beat [0079] THEW--Telemetric and Holter ECG Warehouse. [0080]
Wj--segment, termed "word," of 4 consecutive differences between adjacent
interbeat intervals presenting j changes in heart rate acceleration sign.
INTRODUCTION
[0081] Heart rate variability (HRV) in healthy subjects, particularly over
short time scales, is primarily attributable to fluctuations in vagal
tone. The most recognizable manifestation of this parasympathetic
influence is the oscillatory RR interval pattern (cardiac interbeat
interval, e.g., illustrated in FIGS. 1A-1D) termed respiratory sinus
arrhythmia (RSA) that results from the coupling between breathing and
heart rate. See Heart rate variability: standards of measurement,
physiological interpretation 539 and clinical use. Task Force of the
European Society of Cardiology and the North American Society of Pacing
and Electrophysiology. Circulation 93, 1043-1065, 1996 (herein "Heart
rate variability 1996"); Angelone, A. and Coulter Jr, N. A. (1964).
Respiratory sinus arrhythmia: a frequency dependent phenomenon. J Appl
Physiol 19, 479-482 (herein "Angelone 1964"); Hirsch, J. A. and Bishop,
B. (1981). Respiratory sinus arrhythmia in humans: how breathing pattern
modulates heart rate. Am J Physiol 241, H620-629 (herein "Hirsch 1981");
Stauss, H. M. (2003). Heart rate variability. Am J Physiol Regul Integr
Comp Physiol 285, R927-R931 (herein "Stauss 2003"). However, beat-to-beat
changes in the heart rate of healthy subjects not synchronized with
respiration are also vagally mediated. See Angelone 1964, Hirsch 1981.
Therefore, a central interpretative framework underlying contemporary HRV
analyses is one in which the degree of short-term variability of
normal-to-normal (NN) sinus beats is used as a dynamical biomarker of
cardiac vagal tone modulation. See Heart rate variability 1996, Angelone
1964, and Billman, G. E. (2011). Heart rate variability--a historical
perspective. Front Physiol 2, 86 (herein "Billman 2011").
[0082] This topic is of particular importance because parasympathetic
regulation of sinus rhythm decreases with aging and organic heart
disease. See Heart rate variability 1996; Kuo, T. B., Lin, T., Yang, C.
C., Li, C. L., Chen, C. F., and Chou, P. (1999). Effect of aging on
gender differences in neural control of heart rate. Am. J. Physiol. 277,
H2233-2239 (herein "Kuo 1999"); Thayer, J. F., Yamamoto, S. S., and
Brosschot, J. F. (2010). The relationship of autonomic imbalance, heart
rate variability and cardiovascular disease risk factors. Int. J Cardiol.
141, 122-131. (herein "Thayer 2010"). However, paradoxically, for some
subjects in these high risk groups the amount of short-term variability
actually increases (illustrated in FIGS. 1A-1D). For example, FIGS. 1A-1D
illustrate examples of respiratory sinus arrhythmia and anomalous sinus
rhythm, according to an embodiment of the present disclosure. FIG. 1A
illustrates electrocardiograms (Holter lead) from a healthy subject in
the present study, whereas FIG. 1B illustrates electrocardiograms from a
patient with coronary artery disease (CAD) from the present study. FIG.
1C illustrates normal-to-normal (NN) sinus interval time series from the
healthy subject, and FIG. 1D illustrates normal-to-normal (NN) sinus
interval time series from the patient with CAD. The fluctuation patterns
of the former time series are characteristic of phasic (respiratory)
sinus arrhythmia, while that of the latter are indicative of an abnormal
non-phasic sinus arrhythmia. To assist in visual comparisons, pale gray
backgrounds are used for data from the healthy subject and light red for
data from the patient with CAD, respectively. Electrocardiogram (ECG)
voltage is given in arbitrary units (a.u.).
[0083] An apparent difference in the time series of vagally and
non-vagally mediated HRV dynamics is their degree of smoothness, or
conversely, their degree of fragmentation. Vagal tone modulation changes
the heart rate in a progressive way. For example, with RSA, heart rate
gradually increases and decreases with inspiration and expiration,
respectively. When the coupling between heart rate and respiration is not
as apparent, but the changes in heart rate are still driven by vagal tone
modulation, the changes in heart rate are also gradual. In contrast,
non-vagally mediated, short-term heart rate variability has a distinct
dynamical signature, namely more frequent changes in heart rate
acceleration sign (illustrated in FIGS. 1A-1D). In the "extreme" case of
sinus alternans, the sign of heart rate acceleration changes every beat.
See Binkley, P. F., Eaton, G. M., Nunziata, E., Khot, U., and Cody, R. J.
(1995). Heart rate alternans. Ann Intern Med 122, 115-117 (herein
"Binkely 1995"); Friedman, B. (1956). Alternation of cycle length in
pulsus alternans. Am Heart J 51, 701-712. (herein "Friedman 1956");
Geiger, A. and Goerner, J. (1945). Premature beats of sinus origin:
electrocardiographic demonstration of a clinical case. Am Heart J 30,
284-291 (herein "Geiger 1945"); Lewis, T. (1920). The mechanism and
graphic registration of the heart beat (PB Hoeber) (herein "Lewis 1920").
The presence of these abnormal variants of sinus rhythm limits the
utility of traditional HRV analysis, since an increase in the overall
amount of short-term variability can no longer be solely attributed to
enhanced vagal tone modulation.
[0084] Domitrovich et al. 2002 and Stein 2002 coined the term "erratic
sinus rhythm" to refer to prominent but apparently random variations in
sinus cadence not attributable to vagal tone modulation and proposed a
semi-quantitative approach to help identify them. See Domitrovich, P. P.
and Stein, P. K. (2002). A new method to detect erratic sinus rhythm in
RR-interval files generated from Holter recordings. Comput Cardiol 26,
665-668 (herein "Domitrovich 2002"); Stein, P. K. (2002). Heart rate
variability is confounded by the presence of erratic sinus rhythm. Comput
Cardiol 26, 669-672, (herein "Stein 2002"); Stein, P. K., Domitrovich, P.
P., Hui, N., Rautaharju, P., and Gottdiener, J. (2005). Sometimes higher
heart rate variability is not better heart rate variability: results of
graphical and nonlinear analyses. J Cardiovasc Electrophysiol 16, 954-959
(herein "Stein 2005"); Stein, P. K., Le, Q., and Domitrovich, P. P.
(2008). Development of more erratic heart rate patterns is associated
with mortality post-myocardial infarction. J Electrocardiol 41, 110-115
(herein "Stein 2008"). However, despite their association with increased
cardiovascular risk and sick sinus syndrome, erratic sinus rhythm, sinus
alternans, and their variants, have received scant clinical attention and
the underlying mechanisms remain obscure. See Bergfeldt, L. and Haga, Y.
(2003). Power spectral and Poincare plot characteristics in sinus node
dysfunction. J Appl Physiol 94, 2217-2224 (herein "Bergfeldt 2003").
[0085] As illustrated in FIGS. 1A-1D, the distinctions between the
different classes of sinus arrhythmia may be difficult or impossible to
discern from standard ECG recordings. The graphs of the NN interval time
series and other representations of the data, such as Poincare plots and
Fourier spectra (not shown) may reveal clear differences in the structure
of the fluctuations between physiologic and anomalous variability.
However, in many cases, the differences are difficult to identify and
especially to quantify.
[0086] These considerations led to the development of a novel approach to
the analysis of short-term heart rate variability, termed heart rate
fragmentation, accompanied by a set of simple-to-implement statistical
metrics. A framework for the proposed approach is the concept that
adaptive control of the heartbeat, particularly on short time scales,
requires a hierarchy of interacting networks comprising neuroautonomic
(especially the parasympathetic) and electrophysiologic components (sinus
node pacemaker cells and their connections to the atrial syncytium). The
integrity of these networks allows for their correlated function, evinced
in part by the smoothness (fluency) of the output. At the same time,
their functionality provides for sufficiently rapid (short-term or high
frequency) responsiveness to physiologic stresses, while protecting
against excessive volatility on a beat-to-beat basis.
[0087] A corollary concept is that network dysfunction, in general, and of
the heart rate control system in particular, is more likely to occur as
the components of the network and their physiologic coupling start to
break down. This degradative process should lead to increasing degrees of
fragmentation. A key aspect of the fragmentation paradigm is that
dysfunction or actual breakdown of one or more system components allows
for the emergence of high frequency fluctuations that compete with or
even exceed the shortest-term modulatory responsiveness of the vagal
system. Therefore, a marker of this fragmentation on the surface ECG
should be abrupt changes in the sign of heart rate acceleration, which
may be periodic (as with classic sinus node alternans) or more random
appearing (as with what has been termed "erratic sinus rhythm"). Such
markers of fragmentation may be useful as correlates of cardiovascular
aging and/or underlying organic heart disease.
[0088] Accordingly, a set of fragmentation indices was developed (as
described herein) and applied to beat-annotated, well-characterized
24-hour Holter monitor recordings obtained from two very distinct
clinical groups: healthy subjects and those with coronary artery disease
(CAD). Three different time periods were analyzed: the full day, putative
awake and sleep periods. The primary hypotheses were that: 1) heart rate
fragmentation would be higher in healthy old subjects than in younger
ones for all three time periods; and 2) heartbeat time series from
patients with CAD would be more fragmented than those from healthy
subjects. The fragmentation indices were also tested to determine whether
the fragmentation indices would outperform standard time and frequency
domain measures, as well as nonlinear measures of short-term HRV in
classifying heart rate time series from healthy subjects versus those
from patients with CAD.
METHODS
Databases
[0089] Two long-term (.about.24-hour) ECG ambulatory databases were
utilized from the
[0090] Intercity Digital Electrocardiogram Alliance (IDEAL) study. The
recordings are made available via the University of Rochester Telemetric
and Holter ECG Warehouse (THEW) archives
(http://thew-project.org/databases.htm).
1. Healthy Subjects Database (THEW identification: E-HOL-03-0202-003)
[0091] The database comprises 24-hour Holter recordings from 202
ostensibly healthy subjects (102 males). Subjects were not pregnant and
had 1) no overt cardiovascular disease or history of cardiovascular
disorders; 2) no reported medications, 3) a normal physical examination,
4) a 12-lead ECG showing sinus rhythm with normal waveforms (or a normal
echocardiogram and normal ECG exercise testing in the presence of any
questionable findings ECG changes). The ECG signals were recorded at a
sample frequency of 200 Hz. Automated beat annotations were manually
reviewed and adjudicated. The following subjects were excluded: 45
subjects with more than 1% non-sinus beats, 37 younger than 25 years old,
ten with body mass index >30 kg/m.sup.2 and one with <12 hours of
data. Overall, data from healthy adult subjects (60 male), age (median,
25.sup.th-75.sup.th percentiles) 40, 33-49 years, was analyzed.
2. Coronary Artery Disease Subjects Database (THEW Identification
E-HOL-03-0271-002)
[0092] This database comprises 24-hour Holter recordings from 271 patients
(223 males).
[0093] Subjects had an abnormal coronary angiogram (at least one vessel
with luminal narrowing >75%) and either exercise-induced ischemia or a
documented previous myocardial infarction. Exclusion criteria included a
history of coronary artery bypass surgery or major co-morbidity. Patients
were clinically stable and in sinus rhythm at the time of the enrollment.
For the analysis, the following subjects were excluded: 11 subjects whose
Holter recordings contained .gtoreq.20% non-sinus beats and 4 with less
than 12 hours of data. Overall, 256 subjects were analyzed: (208 male),
age (median, 25.sup.th-75.sup.th percentiles): 60; 51-67 yrs; left
ventricular ejection fraction 56.5, 50-66%.
[0094] Putative waking and sleeping periods were estimated as the 144 six
consecutive hours of highest and lowest heart rates, respectively. These
periods were calculated from the NN interval time series using a six-hour
moving average window, shifted 15 minutes at a time.
HRV Analysis: Heart Rate Fragmentation Indices
[0095] From the ECG of each subject, the time series of the NN intervals,
{NN.sub.i}={t.sub.Ni-t.sub.Ni-1}, where t.sub.Ni represents the time of
occurrence of the i.sup.th normal sinus beat, and the time series of the
differences between consecutive NN intervals (increments),
{.DELTA.NN.sub.i}={NN.sub.i-NN.sub.i-1}, were derived.
[0096] The following four fragmentation indices were then computed from
these time series:
[0097] (1) The percentage of zero-crossing points in the increment time
series, or equivalently, the percentage of inflection points (PIP) in the
NN interval time series. (A t.sub.Ni represents an inflection point if
.DELTA.NN.sub.i.times..DELTA.NN.sub.i+1.ltoreq.0, that is, if t.sub.N, is
an instant of inversion of heart rate acceleration sign or of change to
or from zero).
[0098] (2) The inverse of the average length of the
acceleration/deceleration segments (IALS). An acceleration, deceleration
segment is a sequence of NN intervals between consecutive inflection
points for which the difference between two NN intervals is <0 and
>0, respectively. The length of a segment is the number of NN
intervals in that segment.
[0099] (3) The complement of the percentage of NN intervals in
acceleration and deceleration segments with three or more NN intervals.
This quantity is termed the percentage of short segments (PSS).
[0100] (4) The percentage of NN intervals in alternation segments. An
alternation segment is a sequence of at least four NN intervals, for
which heart rate acceleration changes sign every beat. Such sequences
follow an "ABAB" pattern, 168 where "A" and "B" represent increments of
opposite sign. This quantity is abbreviated, PAS.
[0101] By definition, the more fragmented a time series is, the higher the
PIP, IALS, PSS and PAS indices will be. In some cases, PAS quantifies the
amount of a particular sub-type of fragmentation (alternation). A time
series may be highly fragmented and have a small amount of alternation.
However, all time series with large amount of alternation are highly
fragmented.
[0102] Given that the presence of non-sinus beats will increase
fragmentation, segments encompassing non-sinus beats that started and
ended at the inflection points preceding and following these non-sinus
beats, respectively, were excluded. Finally, to assess the importance of
beat annotation on fragmentation analyses, the full RR time series was
examined, in which the full RR time series includes normal sinus beats as
well as any supraventricular and ventricular ectopic beats.
HRV Analysis: Standard Measures
[0103] Standard techniques of HRV analysis are grouped into time and
frequency (spectral) domain methods (Heart rate variability 1996). A
subset of the former, intended to quantify short-term variability, is
based on the difference between consecutive normal-to-normal intervals
(ANN, also termed NN increments); the latter on the spectral power of the
NN intervals.
[0104] The following four traditional time and frequency HRV measures of
short-term fluctuations were computed using open-source software (see
Goldberger, A. L., Amaral, L. A. N., Glass, L., Hausdorff, J. M., Ivanov,
P. C., Mark, R. G., et al. (2000). Physiobank, Physiotoolkit, and
PhysioNet: components of a new Research Resource for Complex Physiologic
Signals. Circulation 101, e215-e220, herein "Goldberger 2000") available
at the PhysioNet website (www.physionet.org):
[0105] Time domain:
[0106] (1) pNNx measures: the percentage of .DELTA.NN,>x ms. Here, x=20
and 50 ms was used. See Mietus, J. E., Peng, C.-K., Henry, I., Goldsmith,
R. L., and Goldberger, A. L. (2002). The pNNx files: re-examining a
widely used heart rate variability measure. Heart 88, 378-380 (herein
"Mietus 2002").
[0107] (2) rMSSD ("root mean square of successive differences"): square
root of the mean of the squares of .DELTA.NN intervals.
[0108] (3) SDSD ("standard deviation of successive differences"): standard
deviation of the .DELTA.NN time series.
[0109] Frequency domain:
[0110] (1) HF ("high frequency"): spectral power of the NN interval time
series between 0.15 and 0.4 Hz.
[0111] These sets of time and frequency domain measures are widely
interpreted to represent cardiac vagal tone modulation (See Heart rate
variability 1996, Billman 2011). By comparison, longer time scale
fluctuations, are attributable to both sympathetic and parasympathetic
influences (See Heart rate variability 1996, Thayer 2010, and Billman, G.
E. (2013). The LF/HF ratio does not accurately measure cardiac
sympatho-vagal balance. Front Physiol 4, 26 (herein "Billman 2013") and
were, therefore, not considered here.
HRV Analysis: Nonlinear Dynamical Indices
[0112] The following two widely used nonlinear short-term dynamical
indices were computed:
[0113] (1) Short-term detrended fluctuation analysis (DFA) exponent,
.alpha..sub.1. This measure quantifies the correlations properties of a
time series. See Peng, C.-K., Havlin, S., Stanley, H. E., and Goldberger,
A. L. (1995). Quantification of scaling exponents and crossover phenomena
in nonstationary heartbeat time series. Chaos 5, 82-87. (herein "Peng
1995"). The method is based on the assessment of the slope of the linear
regression line of the log-log graph of F(n) versus n. The function F(n)
is the root-mean-square fluctuation of the integrated and detrended data,
computed using windows of length n. For the analysis of heart rate time
series, two indices, .alpha..sub.1 and .alpha..sub.2, quantifying short
and long-term behavior, respectively, have been proposed. Here,
.alpha..sub.1 was focused on, in which .alpha..sub.1 encompasses scales
ranging from 4 to 11 beats, inclusively. See Pikkujamsa, S. M.,
Makikallio, T. H., Sourander, L. B., Raiha, I. J., Puukka, P., Skytta,
J., et al. (1999). Cardiac interbeat interval dynamics from childhood to
senescence. Circulation 100, 393-399. (herein "Pikkujamsa 1999"). The
correlation properties of time series with .alpha..apprxeq.1.5 are
similar to those of Brownian noise. In contrast, time series with
.alpha.<0.5 are anti-correlated. The former are smoother than the
latter.
[0114] (2) Sample entropy (SampEn). This measure quantifies the degree of
irregularity of a signal. See Richman, J. S. and Moorman, J. R. (2000).
Physiological time-series analysis using approximate entropy and sample
entropy. Am J Physiol Heart Circ Physiol 278, H2039-H2049. (herein
"Richman 2000). A higher SampEn value implies a more irregular, less
predictable signal. Sample entropy is the negative of the natural
logarithm of the conditional probability that the (m+1).sup.th components
of two distinct segments match
(.parallel.x.sub.i+m-x.sub.j+m.parallel.<r) within the tolerance r,
given that the first m components match within the same tolerance
(.parallel.x.sub.i+l-x.sub.j+m.parallel.<r, for
0.ltoreq.l.ltoreq.m-1).
Statistical Analysis
[0115] Spearman's rank and Pearson's product-moment correlation
coefficients were used to quantify the dependence of: i) the four novel
indices of heart rate fragmentation, ii) the traditional measures of
short-term HRV, and iii) the two non-linear dynamical indices, short-term
DFA exponent .alpha..sub.1 and SampEn, with the participants' age, using
the THEW Healthy Subject Database. Statistical significance was set at a
p-value<0.05.
[0116] Logistic regression analysis methods were used to assess the
relationships between presence of CAD and traditional, nonlinear and
fragmentation indices in unadjusted models and models adjusted for age
and gender. Normalized odds ratios (i.e., the odds ratio for a one
standard deviation change in the measure) were reported to facilitate
comparisons among various HRV measures.
[0117] The area under the receiver operating characteristic (AUC) curve
was used to assess the goodness of fit of each model. The
likelihood-ratio test was used to compare the goodness of fit of two
nested models. All analyses were performed using raw measures except in
the case of skewed variables whose logarithmic or quadratic
transformation improved the models' goodness of fit. This improvement was
only noted in the case of 24-hour and daytime HF, 24-hour and daytime
SDSD and nighttime .alpha..sub.1.
RESULTS
Changes in Heart Rate Dynamics with the Participants' Age in the Healthy
Population
[0118] All four fragmentation indices significantly increased with the
participants' age, for all tree time periods, using either NN or RR
interval time series. Traditional short-term HRV indices significantly
decreased with the participants' age, for all three time periods. The
fractal .alpha..sub.1 exponent significantly increased with the
participants' age during putative sleep time. For the other time periods,
linear correlation analysis indicated an inverse relationship. However,
in these cases, the Spearman coefficients were not significant. Sample
entropy significantly decreased with the participants' age during the
putative wake and sleep periods. However, analyses of the 24-hour period
did not reveal any significant association between the two variables. The
percentage of supraventricular and ventricular premature beats
significantly increased with the participants' age (Spearman
r.sub.s=0.27, p=0.004 and r.sub.s=0.29, p=0.002, respectively).
[0119] FIG. 2 illustrates a results table of Spearman rank and
standardized Pearson product-moment coefficients for the relationships
between traditional short-term HRV, nonlinear, and fragmentation indices
with cross-sectional age for the group of healthy subjects. The
abbreviations used in FIG. 2 are defined by the following: PIP,
percentage of inflection points; IALS, inverse of the average length of
the acceleration/deceleration segments; PSS, percentage of NN intervals
in short segments; PAS, percentage of NN intervals in alternation
segments. rMSSD, root mean square of the successive differences; pNN20
and pNN50, percentage of differences between successive NN intervals
above 20 ms and 50 ms, respectively; SDSD, standard deviation of
successive differences; HF, high frequency spectral power; .alpha..sub.1,
detrended fluctuation analysis short-term exponent; SampEn, sample
entropy.
[0120] FIG. 3 illustrates scatter plots of the traditional heart rate
variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and SampEn)
and fragmentation (PIP, IALS, PSS and PAS) indices versus the
participants' age for the group of healthy subjects and patients with
coronary artery disease (CAD), derived from the analysis of the full
(.about.24-hour) period. The solid lines are the linear regression lines.
The abbreviations used in FIG. 3 are defined by the following: rMSSD,
root mean square of the successive differences; pNN50, percentage of
differences between successive NN intervals above 50 ms; HF, high
frequency spectral power; .alpha..sub.1, detrended fluctuation analysis
short-term exponent; SampEn, sample entropy; PIP, percentage of
inflection points; IALS, inverse of the average length of the
acceleration/deceleration segments; PSS, percentage of NN intervals in
short segments; PAS, percentage of NN intervals in alternation segments.
Changes in Heart Rate Dynamics with Coronary Artery Disease
[0121] The values (median, 25.sup.th and 75.sup.th percentiles) of the new
fragmentation indices for the groups of healthy subjects and patients
with CAD, as well as of the traditional HRV and nonlinear indices, are
presented in FIG. 4.
[0122] In particular, FIG. 4 illustrates a table of measured values of
heart rate variability in healthy subjects and measured values of heart
rate variability of subjects with coronary artery disease (CAD), in which
the values are reported as median, 25.sup.th and 75.sup.th percentiles.
The abbreviations used in FIG. 4 are defined by the following: PIP,
percentage of inflection points; IALS, inverse of the average length of
the acceleration/deceleration segments; PSS, percentage of NN intervals
in short segments; PAS, percentage of NN intervals in alternation
segments. rMSSD, root mean square of the successive differences; pNN20
and pNN50, percentage of differences between successive NN intervals
above 20 ms and 50 ms, respectively; SDSD, standard deviation of
successive differences; HF, high frequency spectral power; .alpha..sub.1,
detrended fluctuation analysis short-term exponent; SampEn, sample
entropy
[0123] All fragmentation indices significantly (p<0.0001) increased
with the participants' age for all time periods in the group of patients
with CAD, regardless of using NN or RR time series (FIG. 3). The Pearson
correlation coefficients varied between 0.250 and 0.529 for the NN time
series and between 0.246 and 0.531 for the RR time series. The
correlations for the 24-hour and putative awake periods were relatively
stronger than those for the sleep period.
[0124] Out of the 15 relationships tested, between each of the five
traditional HRV measures and the participants' age, for each of the three
time periods, only two were statistically significant. It was found that
pNN20 and pNN50 significantly decreased with the participants' age during
the putative sleep period. Of the nonlinear indices, only DFA
.alpha..sub.1 showed a significant association with participants' age. In
this group, .alpha..sub.1 significantly decreased with the participants'
age for all time periods.
[0125] A one-year increase in age was associated with an increase of 14%
in the odds of having CAD (odds ratio=1.14, 95% confidence interval:
1.11-1.17, p<0.0001). The AUC for the model with age as the only
covariate was 0.853. Male sex carried a 3.54 fold increase in the odds of
CAD (odds ratio=3.54, 95% confidence interval: 2.17-5.78, p<0.0001).
The AUC for the null model with age and gender as the sole independent
variables was 0.882.
Unadjusted Analyses
[0126] FIG. 5 illustrates a table of values obtained from logistic
regression analysis and area under the ROC curve for unadjusted models of
CAD, in which the values presented are normalized odds ratio (OR.sub.n),
95% confidence intervals (95% CI) and area under the receiver operating
characteristic curve (AUC). The abbreviations used in FIG. 5 are defined
by the following: PIP, percentage of inflection points; IALS, inverse of
the average length of the acceleration/deceleration segments; PSS,
percentage of NN intervals in short segments; PAS, percentage of NN
intervals in alternation segments. rMSSD, root mean square of the
successive differences; pNN20 and pNN50, percentage of differences
between successive NN intervals above 20 ms and 50 ms, respectively;
SDSD, standard deviation of successive differences; HF, high frequency
spectral power; .alpha..sub.1, detrended fluctuation analysis short-term
exponent; SampEn, sample entropy. The analysis was performed using raw
measures except in the case of 24-hour and daytime HF, 24-hour and
daytime SDSD and nighttime .alpha..sub.1variables, for which the models
with the transformed variables (log in the case of HF and SDSD, and
square in the case of .alpha..sub.1) fitted the data better than those
with the raw variables.
[0127] In the unadjusted analyses (FIG. 5), higher fragmentation indices
were significantly associated with presence of CAD, for all time periods,
using both NN and RR interval time series. Depending of the specific
index and time period considered, a one-standard deviation increase in
any of the fragmentation indices was associated with a 2.84 to 7.34 fold
increase in the odds of CAD.
[0128] In comparison, the traditional short-term time and frequency domain
HRV measures were inversely associated with presence of CAD for all time
periods. However, only a subset of these measures, rMSSD and SDSD during
sleep time, pNN50 during sleep and the 24-hour period and pNN20 for all
time periods, were significantly associated with CAD in unadjusted
models. Of note, these models consistently performed worse than those
with the fragmentation indices. For example, for pNN20, the best
performing of the HRV measures, a one-standard deviation increase in the
value of this variable was only associated with a 26, 77 and 44% increase
in the odds of CAD, for the awake, sleep and 24-hour periods,
respectively.
[0129] Lower values of .alpha..sub.1, for the awake and 24-hour periods,
and of SampEn for the sleep period were also significantly associated
with presence of CAD. Overall, .alpha..sub.1 was a stronger correlate of
CAD than traditional HRV measures, but not as strong as the fragmentation
indices. SampEn, even for the sleep period, was among the weakest
correlates of CAD.
[0130] FIG. 6 shows the normalized histograms of the traditional heart
rate variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and
SampEn) and fragmentation (PIP, IALS, PSS and PAS) indices for the groups
of healthy subjects and patients with coronary artery disease, for the
24-hour period. The abbreviations used in FIG. 6 are defined by the
following: rMSSD, root mean square of the successive differences; pNN50,
percentage of differences between successive NN intervals above 50 ms;
HF, high frequency spectral power; .alpha..sub.1, detrended fluctuation
analysis short-term exponent; SampEn, sample entropy; PIP, percentage of
inflection points; IALS, inverse of the average length of the
acceleration/deceleration segments; PSS, percentage of NN intervals in
short segments; PAS, percentage of NN intervals in alternation segments.
Adjusted Analyses
[0131] FIG. 7 illustrates a table of values obtained from logistic
regression analysis and
[0132] AUC for models of CAD adjusted for age and sex, in which the
analysis was performed using raw measures. Values presented are the
normalized odds ratio (OR.sub.n) and the 95% confidence intervals (95%
CI) for the variables listed in the header column, in models adjusted for
age and sex; the area under the receiver operating characteristic curve
(AUC) and the p value for the likelihood-ratio test of the null
hypothesis that the addition of the HRV measure does not improve the fit
of the model with age and sex alone. The abbreviations used in FIG. 7 are
defined by the following: PIP, percentage of inflection points; IALS,
inverse of the average length of the acceleration/deceleration segments;
PSS, percentage of NN intervals in short segments; PAS, percentage of NN
intervals in alternation segments. rMSSD, root mean square of the
successive differences; pNN20 and pNN50, percentage of differences
between successive NN intervals above 20 ms and 50 ms, respectively;
SDSD, standard deviation of successive differences; HF, high frequency
spectral power; .alpha..sub.1, detrended fluctuation analysis short-term
exponent; SampEn, sample entropy.
[0133] Fragmentation indices remained positively associated with CAD in
models adjusted for age and sex (FIG. 7). Furthermore, the models with
any of these indices fitted the data better than the ones with only age
and sex, for all time periods, regardless of whether NN or RR time series
were used.
[0134] Adding any of the fragmentation indices derived from NN interval
time series to a model of CAD with the percentages of supraventricular
premature beats (% SVPBs) significantly increased its performance
(p<0.00001) for all time periods. Specifically, while the AUC for the
model with the % SVPBs was 0.754, the AUCs for the models that also
included PIP, IALS, PSS or PAS derived from NN intervals time series,
were 0.852, 0.856, 0.866 and 0.771, respectively.
[0135] None of the associations between traditional time and frequency
domain measures and CAD remained significant for any of the time periods
when the models were adjusted for age and sex (FIG. 7). For the nonlinear
measure .alpha..sub.1, the associations remained significant during the
24-hour and awake periods. For SampEn, the association with CAD during
awake was significant, while the relationship during sleep time lost
significance. The adjusted models with .alpha..sub.1, for the 24-hour and
awake periods, and with SampEn, for the awake period, were superior to
the model with only age and sex.
Relationship between HRV Measures and Mean Heart Rate
[0136] FIG. 8 illustrates scatter plots of the traditional heart rate
variability (rMSSD, pNN50 and HF), nonlinear (.alpha..sub.1 and SampEn)
and fragmentation (PIP, IALS, PSS and PAS) indices versus mean heart rate
(in beats per minute, bpm) for the group of healthy subjects (blue dots)
and those with coronary artery disease (CAD, red circles), derived from
the analysis of 24-hour NN interval time series. The blue and red lines
are the linear regression lines for the healthy and CAD groups,
respectively. The abbreviations used in FIG. 8 are defined by the
following: rMSSD, root mean square of the successive differences; pNN50,
percentage of differences between successive NN intervals above 50 ms;
HF, high frequency spectral power; .alpha..sub.1, detrended fluctuation
analysis short-term exponent; SampEn, sample entropy; PIP, percentage of
inflection points; IALS, inverse of the average length of the
acceleration/deceleration segments; PSS, percentage of NN intervals in
short segments; PAS, percentage of NN intervals in alternation segments.
[0137] In both healthy subjects and those with CAD, the fragmentation
indices, PIP, IASL and PSS, were not significantly correlated with mean
heart rate (FIG. 8). The same was true for the group of patients with
CAD. PAS was weakly correlated with mean heart rate in both healthy
subjects and patients with CAD. The correlation was positive, r=0.221
(p=0.021), for the group of healthy subjects and negative, r=-0.146
(p=0.020) in the group of those with CAD.
[0138] In contrast, the traditional time and frequency domain measures
were strongly correlated with mean heart rate. The standardized Pearson
correlation coefficients varied between 0.501 and 0.676 (p<0.0001) in
the group of healthy subjects and between 0.111 and 0.574 in the group of
patients with CAD (p<0.0001 for all correlations, but the one with
SDSD).
[0139] SampEn was only weakly correlated with mean heart rate. The
correlation was negative in the healthy group, r=-0.185, p=0.054 and
positive in the CAD group, r=0.287, p<0.0001. .alpha..sub.1 was
positively correlated with mean heart rate in patients with CAD r=0.156,
p<0.013. For the healthy subjects, the correlation was not
significant.
DISCUSSION
[0140] This study is of potential interest because it presents a new way
of assessing short-term HRV under free-running (spontaneous) conditions.
The novel methodology and findings are described under the rubric of
sinus rate fragmentation (or conversely, smoothness or "fluency"). The
conceptual framework is described in the Introduction. The degree of
fragmentation of the NN and RR time series, derived from 24-hour Holter
monitoring, varied directly as a function of cross-sectional age in a
cohort of healthy young to elderly male and female subjects in sinus
rhythm. In this group, older age was associated with increased
fragmentation. This correlation was noted for the entire 24-hour period,
as well as, during putative wake and sleep periods. Furthermore, the
fragmentation indices outperformed standard time and frequency domain
measures, as well as, two widely used nonlinear measures (DFA
.alpha..sub.1 and SampEn), in separating healthy subjects from those with
patients with CAD.
[0141] The data chosen for analysis in this study was open access Holter
data from groups of subjects whose clinical status was well-characterized
and presented very sharp population differences: a group of healthy
subjects and a group of patients with overt CAD. The healthy subjects
were, on average, 20 years younger than the patients with CAD. Therefore,
these two group were robustly separated by a model that simply
incorporated age and gender (AUC=about 0.88). It was expected that the
combination of older age and overt cardiovascular disease in the CAD
group to enhance the ability of quantitative methods of HRV to
unambiguously discriminate between patients and healthy individuals.
[0142] An important link between aging and a variety of overt
cardiovascular disease processes is the role of inflammation and fibrosis
(See Ghiassian, S. D., Menche, J., Chasman, D. I., Giulianini, F., Wang,
R., Ricchiuto, P., et al. (2016). Endophenotype network models: common
core of complex diseases. Sci Rep 6, 27414, herein "Ghiassian 2016"),
which decrease the amount and/or effectiveness of physiologic vagal tone
modulation and promote the breakdown of regulatory networks, such as
those controlling heart rate. Therefore, all short-term HRV measures were
expected to change in the same directional way with aging and
cardiovascular disease, for all time periods. In this regard, and in
accord with "canonical" HRV precepts (See Heart rate variability 1996,
Billman 2011, Stauss 2003), it was hypothesized that traditional 365
short-term HRV measures would decrease with cross-sectional age in the
healthy group and that these measures would be lower for the patients
with CAD than healthy subjects. In addition, it was hypothesized that the
fragmentation indices would increase with the participants' age in the
healthy group and that they would be higher for patients with CAD than
healthy subjects.
[0143] Strong correlations were found between traditional HRV measures and
the participants' age in the healthy group, for all time periods. These
findings were in agreement with the generally accepted idea that HRV
measures are useful to assess changes in heart rate dynamics with healthy
aging (See Pikkujamsa 1999). In contrast, for the group of patients with
CAD, traditional HRV indices, with few exceptions, pNN20 and pNN50 during
putative sleep, did not significantly change with the participants' age.
This counterintuitive finding (e.g., illustrated in FIG. 3) may be due to
the confounding effects of heart rate fragmentation, which may increase
high-frequency variability not due to physiologic respiratory-vagal
modulation. See Domitrovich 2002, Stein 2002, Stein 2005, and Stein 2008.
[0144] Furthermore, the ability of traditional short-term HRV measures to
separate the healthy and CAD groups was also surprisingly poor. In models
adjusted for age and sex, none of the traditional HRV measures
significantly discriminated these two groups. Even in unadjusted models,
the discriminatory power of conventional HRV measures was not consistent
across time periods. In particular, HF power, traditionally interpreted
as a measure of vagal tone modulation, did not discriminate the two
groups for any of the time periods considered. The results are consistent
with previous cautionary reports about the utility of traditional HRV
measures to assess vagal tone modulation especially with advanced age or
underlying heart disease. See Billman 2013; Burr, R. L. (2007).
Interpretation of normalized spectral heart rate variability indices in
sleep research: a critical review. Sleep 30, 913-919 (herein "Burr
2007"); Stein 2002; Stein 2005.
[0145] The nonlinear indices also did not provide consistent results. For
example, .alpha..sub.1 significantly increased with the participants' age
during sleep, in both Pearson and Spearman correlation analyses. However,
an inverse relationship was found for the awake and 24-hour periods, in
Pearson but not in Spearman analyses. In addition, higher .alpha..sub.1
values were significantly associated the presence of CAD during the awake
and 24-hour periods, but not during sleep. The degree of randomness of
heart rate time series, measured by SampEn, significantly decreased with
the participants' age during the awake and sleep periods. Furthermore,
while in an unadjusted model, a one standard deviation increase in the
degree of randomness of heart rate time series was associated with a 36%
decrease in the odds of CAD during sleep time, in a models adjusted for
age and sex, a one standard deviation increase in SampEn was associated
with a 57% increase in the odds of CAD during awake period. For the other
time periods, the associations were not significant.
[0146] The inconsistencies of the two nonlinear methods, .alpha..sub.1 and
SampEn, are not entirely unexpected. For example, the fluctuation
function, F(n), in DFA analysis of 24-hour NN interval time series
usually presents a crossover separating "short-term" from "longer-term"
behavior. However, the scale at which that crossover occurs may vary
substantially from subject to subject. In addition, the degree of
linearity of F(n) also tends to vary from subject to subject. SampEn, on
the other hand, can be affected by nonstationarities that are common in
real world data. In addition, fragmented time series can be highly
predictable (leading to low SampEn), as in the case of those with a high
density of alternation, or highly irregular, as in the case of "erratic"
sinus rhythm (leading to increased SampEn).
[0147] The limitations of traditional and newer HRV methods, exemplified
by the results reported above and those described by other investigators,
help motivate the on-going searches for alternative approaches. See
Billman 2013, Burr 2007, Stein 2002, and Stein 2005. The introduction of
the concept of fragmentation of heart rate dynamics, accompanied by a set
of metrics for its quantification, may be part of this exploration.
[0148] Speculatively, possible mechanisms of the observed fragmentation
include the breakdown of one or more components of the regulatory network
controlling heart rate dynamics. An obvious first question would be
whether the higher fragmentation values in CAD versus the healthy group
could simply be due to supra-ventricular premature beats (SVPBs)
mislabeled as normal sinus beats. While the THEW website describes that
three lead Holter monitor recordings were first processed using an
automated beat annotation program and then subjected to visual review and
adjudication, the possibility that some of the beats labeled as N are
actually subtle SVPBs, and not sinus beats, cannot be absolutely
excluded. To address this possible confounder, one would assume that the
recordings with the highest likelihood of containing hidden SVPBs would
be those with the highest percentage of labeled SVPBs. Therefore, to
assess whether the results were likely a consequence of mislabeled SVPBs,
the performance of a model of CAD with the % SVPBs, as the sole
independent variable was compared to that of a model with the % SVPBs and
each fragmentation index. It was found that all fragmentation indices
added significant information to the model with % SVPBs. This finding
supports the contention that fragmentation is not a surrogate measure of
"hidden" supraventricular ectopy.
[0149] A second question would be whether abnormalities in breathing
dynamics could be responsible for the fragmentation of heart rate
dynamics through respiratory-cardiac coupling. Without a direct measure
of respiration, the possibility that inter-breath interval time series
were themselves fragmented might not be excluded. However, such a
mechanism is unlikely since beat-to-beat changes in the sign of heart
rate acceleration are above the frequency response of the vagal-sinus
modulatory system. In fact, the coupling between the sinus node and the
vagus tends to drop-off at high respiratory rates. See Angelone 1964 and
Hirsch 1981. Furthermore, the most erratic variants of sinus rhythm are
seen in the populations of older healthy subjects and those with organic
heart disease (see Stein 2005 and Stein 2008) groups with the most
impaired vagal modulatory capacity and, therefore, those least likely to
show very high frequency coupling between autonomic and
electrophysiologic components.
[0150] The specific electrophysiologic bases for fragmentation of heart
rate dynamics remain to be determined. More than one mechanism may be
contributory. For example, alternans phenotypes could be due to sinus
node exit block or to very subtle atrial bigeminy with SVPBs originating
near or even within the sino-atrial (SA) node (see Geiger 1945). Another
mechanism that could account for alternation would be modulated sinus
node parasystole (see Jalife, J. (2013). Modulated parasystole: still
relevant after all these years. Heart Rhythm 10, 1441-1443, herein
"Jalife 2013"), an arrhythmia in which two pacemaker sites in the SA area
show bidirectional coupling and appear to "compete" for control of the
heartbeat. Under certain parameter regimes, such coupling has been shown,
both experimentally and theoretically, to induce alternans (bigeminal)
type patterns (Hirsch 1981). The underlying electrophysiologic mechanisms
to account for fragmentation may also involve perturbations of internal
pacemaker "clocks" in the SA node. See Lakatta, E. G., Maltsev, V. A.,
and Vinogradova, T. M. (2010). A coupled SYSTEM of intracellular Ca2+
clocks and surface membrane voltage clocks controls the timekeeping
mechanism of the hearts pacemaker. Circ Res 106, 659-673 (herein "Lakatta
2010"). From a pathophysiologic viewpoint, mechanisms related to altered
conduction and/or abnormal automaticity all reflect in stabilities in the
parasympathetic-SA node-atrial network. Given this substrate of
instability, highly fragmented (whether erratic or periodic) types of NN
patterns may represent pre- or even pro-arrhythmic markers. The findings
that fragmentation is increased in the elderly and in those with
established CAD support this contention. Fragmentation would be of high
interest if it were a forerunner of arrhythmias such as atrial
fibrillation or other tachyarrhythmias in which the control network
becomes so unstable that sinus node function is overridden by ectopic
stimuli. Whether fragmentation is an independent risk marker of
cardiovascular mortality related to heart failure also remains to be
determined, as does any relationship to classical sick sinus syndrome.
[0151] More generally, the findings here support a modification in the
standard classification of sinus rhythm into "phasic" and "non-phasic"
variants. See Faulkner, J. M. (1930). The significance of sinus
arrhythmia in old people. Am J Med Sci 180, 42-46 (herein "Faulkner
1930"); Fisch, C. and Knoebel, S. (2000). Electrocardiography of clinical
arrhythmias (Wiley-Blackwell) (herein "Fisch 2000"); Hirsch 1981. The
first category refers to the oscillations in heart rate that are coherent
with respiration and are most marked in younger individuals at rest,
during deep sleep or with meditation (classic RSA). Non-phasic sinus
arrhythmia, a term that has largely disappeared from the clinical
lexicon, has been used to refer to a variety of sinus variants without
this strict periodicity, including erratic sinus rhythm, and usually
connotes abnormal sinus function (Stein 2005). However, non-phasic types
of sinus arrhythmia may also occur as physiologic variants, e.g., during
exercise and recovery. An alternative schema would be classify sinus
rhythm into phasic and non-phasic types, and then sub-divide non-phasic
into either physiologic due to short term trends but without tight
respiratory coupling and non-physiologic, i.e., fragmented categories.
However, fragmentation analysis per se may not separate phasic and
non-phasic variants into two discrete bins. Rather, it quantifies, in a
continuous way, the degree to which fragmentation is present.
[0152] Heart rate fragmentation may account for some of the abnormal
patterns in Poincare maps previously reported. See Brouwer, J., van
Veldhuisen, D. J., Man in 't Veld, A. J., Haaksma, J., Dijk, W. A.,
Visser, K. R., et al. (1996). Prognostic value of heart rate variability
during long-term follow-up in patients with mild to moderate heart
failure. The Dutch Ibopamine Multicenter Trial Study Group. J Am Coll
Cardiol 28, 1183-1189 (herein "Brouwer 1996); Domitrovich 2002; Gladuli,
A., Moise, N. S., Hemsley, S. A., and Otani, N. F. (2011). Poincare plots
and tachograms reveal beat patterning in sick sinus syndrome with
supraventricular tachycardia and varying AV nodal block. J Vet Cardiol
13, 63-70 (herein "Gladuli 2011"); Huikuri, H. V., Seppanen, T.,
Koistinen, M. J., Airaksinen, J., Ikaheimo, M. J., Castellanos, A., et
al. (1996). Abnormalities in beat-to-beat dynamics of heart rate before
the spontaneous onset of life threatening ventricular tachyarrhythmias in
patients with prior myocardial infarction. Circulation 93, 1836-1844
(herein "Huikuri 1996"); Stein 2005; Stein 2008; Woo, M. A., Stevenson,
W. G., Moser, D. K., Trelease, R. B., and Harper, R. M. (1992). Patterns
of beat-to-beat heart rate variability in advanced heart failure. Am.
Heart J. 123, 704-710 (herein "Woo 1992"). Such maps contain important
information about the temporal structure of a time series. However, they
are difficult to quantify. Commonly employed metrics such as SD1, SD2 and
SD1/SD2, only measure linear properties of the data that are also
captured by time domain HRV measures such as rMSSD and SDSD. See Brennan,
M., Palaniswami, M., and Kamen, P. (2001). Do existing measures of
Poincare plot geometry reflect nonlinear features of heart rate
variability? IEEE Trans Biomed Eng 48, 1342-1347 (herein "Brennan 2001").
If heart rate fragmentation is found to be one of the mechanisms
underlying such abnormal patterns, the metrics introduced here may help
identify, in a fully automated way, the time series associated with
certain types of anomalous Poincare plots.
[0153] Additional fragmentation-related indices may also prove useful.
Examples include the densities of: (i) "hard edges," defined as
inflection points for which
.DELTA.NN.sub.i.times..DELTA.NN.sub.i+1.ltoreq.0; (ii) "soft edges,"
defined as .DELTA.NN.sub.i.times..DELTA.NN.sub.i+1=0, where
.DELTA.NN.sub.i.noteq..DELTA.NN.sub.i+1; (iii) "short segments," defined
as acceleration/deceleration segments encapsulated between "hard edges"
or "soft edges;" and (iv) segments for which heart rate does not change.
[0154] Finally, the fragmentation indices have a number of attractive
features. First, the fragmentation indices are independent of the mean
heart rate (e.g., illustrated in FIG. 8). The only exception is PAS,
which is not a general fragmentation index, but quantifies a particular
type of fragmentation (pattern of the type "ABAB", where "A" and "B"
represent increments of opposite sign). In contrast, traditional
short-term time and frequency domain measures showed highly significant
negative associations with mean heart rate, both in the group of healthy
subjects and of those with CAD. These results are in line with those
reported in other studies. See Monfredi, O., Lyashkov, A. E., Johnsen, A.
B., Inada, S., Schneider, H., Wang, R., et al. (2014). Biophysical
characterization of the underappreciated and important relationship
between heart rate variability and heart rate. Hypertension 64, 1334-1343
(herein "Monfredi 2014"); Sacha, J. (2014). Interaction between heart
rate and heart rate variability. Ann Noninvasive Electrocardiol 19,
207-216 (herein "Sacha 2014"). Second, by construction, the fragmentation
indices (including PAS) are also independent of the amplitude of the time
series. This feature is due to the fact that accelerations/decelerations
were defined as increments/decrements in heart rate of any magnitude.
Thus, two time series with fluctuation patterns that only differ in
amplitude (e.g., time series, u.sub.i and v.sub.i for which
u.sub.i/v.sub.i=c, where c is a constant) will have exactly the same
degree of fragmentation.
[0155] Future studies may be needed to explore whether the use of a
threshold>0 in the definition of accelerations and decelerations
further increases the discriminatory power of these measures in HRV
analyses. Third, the fragmentation indices are among the measures least
affected by nonstationarities. The reason is that the operation of
calculating the increment time series, used to detect the inflection
points (i.e., changes in heart rate acceleration sign), detrends the
data. Fourth, the fragmentation indices can be computed using NN or RR
interval time series. Indeed the use of the latter did not impair the
discriminatory power of the fragmentation indices for the populations
studied here. This finding, if validated, may facilitate fully automated
implementations of the method. Future studies will also help determine
the effect of data length on the confidence intervals of the
fragmentation indices.
EXAMPLE 1--HEART RATE FRAGMENTATION: A SYMBOLIC DYNAMICAL APPROACH
[0156] Analysis of fluctuations in cardiac interbeat intervals, under the
rubric of heart rate variability (HRV), continues to generate much
interest as a uniquely accessible window into the complex network of
regulatory mechanisms controlling the sino-atrial (SA) node (see Heart
rate variability 1996; Billman 2013). Particular emphasis has been placed
on the analysis of short-term fluctuations, i.e., oscillatory patterns
with cycle lengths ranging from approximately four to eight consecutive
beats. Such fluctuations, termed respiratory sinus arrhythmia, are
primarily ascribable to the coupling between heart rate and breathing,
mediated by the parasympathetic (vagal) nervous system (see Angelone
1964; Hirsch 1981).
[0157] However, short-term fluctuations in heart rate are not always a
marker of healthy cardiopulmonary interactions (FIG. 9). See Makika
[0158] Ilio, T. H., Koistinen, J., Jordaens, L., Tulppo, M. P., Wood, N.,
Golosarsky, B., et al. (1999). Heart rate dynamics before spontaneous
onset of ventricular fibrillation in patients with healed myocardial
infarcts. Am. J. Cardiol. 83, 880-884 (herein "Makikallio 1999");
Domitrovich 2002; Stein 2002; Wiklund, U., Hornsten, R., Karlsson, M.,
Suhr, O. B., and Jensen, S. M. (2008). Abnormal heart rate variability
and subtle atrial arrhythmia in patients with familial amyloidotic
polyneuropathy. Ann. Noninvasive Electrocardiol. 13, 249-256. (herein
"Wiklund 2008"); Costa I 2017. They may also be associated with
abnormalities in the function of the neuroautonomic system, the SA node
and other electrophysiologic components (Geiger 1945; Binkley 1995;
Jalife2013). Anomalous short-term variability is important for two major
reasons: (1) it may confound the assessment of vagal tone modulation
using conventional time and frequency domain HRV measures, leading to
inflated estimates of "healthy" autonomic function in the elderly and
especially in those with clinical or pre-clinical organic heart disease;
and (2) its presence, itself, may be a novel dynamical biomarker of
pathology and increased risk of adverse cardiovascular outcomes.
[0159] To help further address these issues, Costa I 2017 recently
introduced the concept of heart rate fragmentation, along with a set of
metrics to quantify this property. The underlying framework is based on
the observation that sustained physiologic changes in heart rate cannot
persist at frequencies higher than those at which the intact
parasympathetic nervous system operates. Although the maximal physiologic
response frequency is difficult to pinpoint, anticorrelated, beat-to-beat
changes in heart rate, characterized by frequent changes from
acceleration to deceleration and vice versa, are clearly atypical or
frankly abnormal. The fragmentation indices that were introduced (Costa I
2017) quantify the density of this type of pattern. The assumption was
that the systems manifesting the highest degree of fragmentation (loss of
"fluency") were the most pathologic ones.
[0160] Costa I 2017 showed that: (i) the degree of fragmentation of the NN
and RR time series, derived from 24-h Holter monitoring, varied directly
as a function of cross-sectional age in cohorts of healthy young to
elderly male and female subjects in sinus rhythm and of those with
coronary artery disease (CAD); (ii) the degree of fragmentation was
significantly higher in patients with CAD than in healthy subjects, both
in unadjusted models and in those adjusted for age and sex; and (iii)
fragmentation indices outperformed standard time and frequency domain
measures, as well as, widely used non-linear measures, in separating
healthy subjects from patients with CAD.
[0161] To gain additional insight into the temporal structure of heart
rate fragmentation, a symbolic dynamical approach to the quantification
of this property is now introduced. In general, symbolic mapping
deliberately reduces the overall information content of a signal. At the
same time, it provides a useful way of highlighting certain features
deemed of interest, while deemphasizing others. In heart rate
fragmentation studies, examples of features of interest are the changes
in heart rate acceleration sign, whereas "details" that one may choose to
ignore are the magnitudes of those changes. In this study, the general
hypotheses were that the degree of fragmentation, quantified by a set of
variables derived from the symbolic dynamical analysis described below,
would be: (1) higher in older subjects than in their younger
counterparts, and (2) higher in patients with CAD than in healthy
subjects. In addition, the present disclosure seeks to explore whether
different symbolic "phenotypes" could help in distinguishing physiologic
aging from aging in the context of overt organic heart disease.
Methods
Databases
[0162] Two long-term (-24-h) ECG ambulatory databases from the Intercity
Digital Electrocardiogram Alliance (IDEAL) study were employed (Costa I
2017). The de-identified recordings are made available via the University
of Rochester Telemetric and Holter ECG Warehouse (THEW) archives
(http://thew-project.org/databases.htm).
[0163] 1. Healthy Subjects Database (THEW identification: E-HOL-03
0202-003). The database comprises 24-h Holter recordings from 202
ostensibly healthy subjects (102 males). The ECG signals were recorded at
a sampling frequency of 200 Hz. Automated beat annotations were manually
reviewed and adjudicated. The following subjects were excluded: 45
subjects with more than 2% non-sinus beats, 37 younger than 25 years old,
10 with BMI>30 Kg/m2 and one with <12 h of data. Overall, the
analyses included 30 Kg/m2 and one with <12 h of data. Overall, the
analyses included 109 healthy adult subjects (60 male), age (median,
25th-75th) 40, 33-49 years.
[0164] 2. Coronary Artery Disease Subjects Database (THEW identification
E-HOL-03-0271-002). This database comprises 24-h Holter recordings from
271 patients (223 males). Subjects had an abnormal coronary angiogram (at
least one vessel with luminal narrowing>75%) and either
exercise-induced ischemia or a documented previous myocardial infarction.
For the analysis, 11 subjects whose Holter recordings
contained.gtoreq.20% non-sinus beats and four subjects with less than 12
h of data were also excluded. Overall, analyzed 256 subjects were
analyzed: (208 male), age (median, 25th-75th): 60; 51-67 years; left
ventricular ejection fraction 56.5%, 50-66.
[0165] As previously described in Costa I 2017, presumed waking and
sleeping periods were estimated as the six consecutive hours of highest
and lowest heart rates, respectively. These periods were calculated from
the NN interval time series using a 6 h moving average window shifted 15
min at a time. From the continuous ECG of each subject, the time series
of the RR and NN intervals were derived. The former is the sequence of
intervals between consecutive QRS complexes. The latter, is the subset of
intervals between consecutive normal sinus to normal sinus QRS complexes.
Symbolic Mapping and Dynamical Analysis
[0166] The original interbeat interval time series, {s.sub.i},
1.ltoreq.i.ltoreq.N (N, time series length) was mapped to a ternary
symbolic sequence as follows: "-1" if .DELTA.NN.sub.i<0, "0" if
.DELTA.NN.sub.i=0, and "1" if .DELTA.NN.sub.i>0. Of note, since the
ECG signals were sampled at 200 Hz, the resolution (t) of both the NN
interval and the increment time series was 5 ms ( 1/200 s). Taking the
sampling frequency into consideration, the symbolic mapping rules can be
alternatively written as: "1" if .DELTA.NN.sub.i<-5 ms, "0" if
-5<.DELTA.NN.sub.i<5 ms, and "-1" if .DELTA.NN.sub.i>5 ms. Next,
the percentages of different segments of 1 consecutive symbols,
w.sub.i=(s.sub.i, s.sub.i+1, . . . , s.sub.i+1-1), 1<i<N-1+1,
termed "words," were calculated. (With an alphabet of n symbols, the
number of different words of length l is n.sup.1.) Words derived from the
NN interval time series were termed NN words. Words derived from the RR
interval time series were termed RR words.
[0167] In order to focus on the analysis of short-term dynamical patterns
occurring at the respiratory frequency, a word length of four was chosen,
which corresponds to time scales of approximately 3-5 s, depending on the
heart rate. Subsequently, the words were grouped according to the number
and type of transition between consecutive symbols (FIG. 9). Reversals in
heart rate acceleration (.DELTA.NN.sub.i.times..DELTA.NN.sub.i+1<0),
i.e., transitions from symbol "1" to "-1" or vice versa, were termed hard
(H) inflection points. Transitions to or from zero acceleration
(.DELTA.NN.sub.i.times..DELTA.NN.sub.i+1=0,
.DELTA.NN.sub.i.noteq..DELTA.NN.sub.i+1), i.e., transitions from symbols
"1" or "-1" to "0", or vice versa, were termed soft (S) inflection
points. The higher the number of inflection points in a word the more
fragmented it was. Words of length four can contain no more than three
inflection points. Word groups with only hard, only soft and a
combination of hard and soft inflection points were, respectively,
labeled W.sub.j.sup.H, W.sub.j.sup.S, and W.sub.j.sup.M (where "M" stands
for "mixed" and j indicates the number of inflection points). The word
groups with more than one inflection point, W.sub.j (2<j<3), for
which the type of inflection point was not specified, included the words
from subgroups W.sub.j.sup.H, W.sub.j.sup.S, and W.sub.j.sup.M. The word
group W.sub.1 included the words from subgroups W.sub.1.sup.H,
W.sub.1.sup.S. FIG. 10 shows a schematic representation of all the
different words (n=81).
[0168] Of note, to calculate the percentage of each NN word, two different
denominators can be used: the total number of NN words and the total
number of RR words. The former is not affected by the presence of ectopic
beats, while the latter takes them into consideration. Here, the
percentages of W.sub.0, W.sub.j, W.sub.j.sup.H, W.sub.j.sup.S, and
W.sub.j.sup.M, 1<j<3 were computed using the total number of NN
words. In addition, the percentages of hard (soft) NN words that
contained one, two and three hard (soft) inflection points were
calculated. In these cases, the denominators were the total number of
hard (soft) NN words with at least one inflection point. These word
subgroups were labeled W.sub.j.sup.H* (W.sub.j.sup.S*). Thus, while
W.sub.j.sup.H, (W.sub.j.sup.S) represents the overall percentage of words
with j hard (soft) inflection points, W.sub.j.sup.H* (W.sub.j.sup.S*)
represents the percentage of hard (soft) words with j inflection points.
They were calculated as follows:
W.sub.j.sup.H*=W.sub.j.sup.H/.SIGMA..sub.i=1.sup.3W.sub.i.sup.H(W.sub.j.s-
up.S*=W.sub.j.sup.S*/W.sub.j.sup.S/.SIGMA..sub.i=1.sup.3W.sub.i.sup.S).
[0169] The percentages of hard (PIP.sup.H) and soft (PIP.sup.S) inflection
points were also computed. PIP.sup.H and PIP.sup.S are subcategories of
the fragmentation index, PIP, previously introduced (Costa I 2017).
[0170] The analysis also included determining how PIP.sup.H, PIP.sup.S and
the different group of words changed with the participants' age and with
disease in unadjusted and adjusted [for age and sex, and age, sex and
average NN interval (AVNN)] logistic models. Taking into consideration
that heart rate fragmentation has been shown (Costa I 2017) to increase
with cross-sectional age and with CAD in these databases, it was
hypothesized that the percentages of words in groups W.sub.0 and W.sub.1
(least fragmented), would decrease with the participants' age and with
disease, while the percentages of words in groups W.sub.2 and W.sub.3
(most fragmented), would increase, regardless of the type of inflection
points.
Statistical Analysis
[0171] Outcome variables were summarized by their median, 25th and 75th
percentile values.
[0172] Linear regression models were used to quantify the dependence of
each of the outcome variables (y: W.sub.j, W.sub.j.sup.H, W.sub.j.sup.H*,
W.sub.j.sup.S, W.sub.j.sup.S*, W.sub.j.sup.M, PIP.sup.H and PIP.sup.S)
with the participants' age. These models included the interaction term
between age and sample population to assess whether the regression slopes
were the same in the two populations. In addition, these models included
AVNN to control for the effects of this variable on each of the outcome
variables (y=c+.beta..sub.1.times.age+.beta..sub.2.times.population+.beta-
..sub.3.times.age.times.population+.beta..sub.4.times.AVNN, where c is a
constant). (The values of .beta..sub.1 and of .beta..sub.1+.beta..sub.3
along with their confidence intervals are provided in FIG. 11 for the
groups of healthy subjects and those with CAD, respectively.) Statistical
significance was set at a p<0.05.
[0173] Logistic regression analysis was used to assess the relationships
between presence of CAD and each of the outcome measures in unadjusted
models, and models adjusted for age and sex, and age, sex, and AVNN. To
facilitate comparisons among various outcome variables, normalized odds
ratios (i.e., the odds ratio for a one standard deviation change in a
given measure) were reported.
[0174] The area under the receiver operating characteristic (AUC) curve
was used to assess the discrimination of each model. The likelihood ratio
test was used to compare the fit of two nested models. All analyses were
performed using raw measures.
Results
Relationship between Heart Rate Fragmentation Indices and Participants'
Age
[0175] As previously reported in Costa I 2017, the overall percentage of
inflection points (soft and hard combined) significantly increased with
the participants' age in both healthy subjects and those with CAD.
However, the percentages of only soft and only hard inflection points
changed with the participants' age in different ways for each of the
groups (FIG. 11). In healthy subjects, the percentage of soft inflection
points significantly increased with the participants' age (slope of the
regression line, [95% CI]: 0.26 [0.18, 0.35] %/yr), while the percentage
of hard inflection points did not (0.04 [-0.06,0.13] %/yr). In patients
with CAD, both, the percentages of soft and hard inflection points
increased with the participants' age at identical rates, 0.16 [0.10,
0.22] %/yr and 0.16 [0.10, 0.23] %/yr, respectively. These findings were
consistent across all time periods with only one exception. During the
putative sleep period, the increase in the percentage of hard inflection
points did not reach statistical significance for those with CAD.
[0176] Overall, the percentage of words W.sub.0 and W.sub.1, i.e., the
least fragmented (most "fluent"), decreased with the participants' age
both in the groups of healthy subjects and those with CAD. All
relationships were significant with the exception of the one with W.sub.0
during the putative sleep period for the healthy subjects.
Complementarily, the percentage of words W.sub.3, the most fragmented
(least "fluent") significantly increased with the participants' age in
both sample populations for all time periods (FIG. 11 and FIGS. 12A-12C).
The percentage of words W.sub.2 that capture patterns of transitions
between fluent and fragmented dynamics also tended to increase with the
participants' age. However, only some of these relationships reached
significance.
[0177] In both healthy subjects and patients with CAD, the word groups
with the strongest association with the participants' age were W.sub.1,
among the most fluent, and W.sub.3, among the most fragmented. In both
cases, the magnitude of the rate of change was above 0.2%/yr (negative
rate for W.sub.1 and positive rate for W.sub.3).
[0178] In general, the number of inflection points in a given word
subgroup, not the type of inflection points (H, S or M) determined the
directionality of the changes in its density with the participants' age.
Among a total of 84 relationships (14 word subgroups, three time periods
and two sample populations) only 7 did not change with the participants'
age in the expected direction (FIG. 11); all except one of these
relationships (W.sub.2.sup.S for the group of patients with CAD) were for
the putative sleep period.
[0179] The most notable difference between healthy subjects and patients
with CAD in the symbolic analysis related to the words with three hard
inflection points (W.sub.3.sup.H). While the percentage of these words
did not significantly change with cross-sectional age in the group of
healthy subjects for any time periods, it significantly increased in the
group of patients with CAD, for all time periods, at rates varying
between 0.13 and 0.20%/year.
Changes in Heart Rate Fragmentation Indices with Coronary Artery Disease
[0180] A 1-year increase in age was associated with an increase of 14% in
the odds of having CAD (odds ratio [95% CI]: 1.14 [1.11,
1.17]<0.0001). The AUC for the model with age as the only covariate
was 0.853. Male sex carried a 3.54-fold increase in the odds of CAD (3.54
[2.17, 5.78], p<0.0001). The AUC for the null model with age and sex
as the sole independent variables was 0.882. The AUC for the null model
with age, sex and AVNN was 0.910.
1. Unadjusted Analyses
[0181] Summary statistics of the calculated indices for the groups of
healthy subjects and patients with CAD are presented in FIG. 13. In
unadjusted analyses (FIG. 14), the percentage of hard inflection points,
PIP.sup.H, was significantly higher in those with CAD than in healthy
subjects for the three time periods.
[0182] The percentage of soft inflection points, PIP.sup.s, showed a
similar behavior. However, statistical significance was only reached for
the putative sleep time.
[0183] In these models, lower percentages of words without (W.sub.0) and
with only one (W.sub.1) inflection point, and higher percentages of words
with two (W.sub.2) and three (W.sub.3) inflection points were
significantly associated with the presence of CAD, for all time periods.
Similar results were obtained for the subgroups of hard (W.sub.j.sup.H
and W.sub.j.sup.H*) and mixed (W.sub.j.sup.M,) words with any number of
inflection points, for all time periods.
[0184] The percentages of words with one and two soft inflection points
were significantly higher in healthy subjects than in patients with CAD
for the 24-h and putative awake periods. For the sleep period, the
differences were not significant. The percentage of soft words with three
inflection points, the most fragmented of this class, tended to be higher
in patients with CAD than in healthy subjects. However, significance was
only reached for the sleep period.
2. Analyses Adjusted for Age and Sex
[0185] The percentage of hard inflection points, PIP.sup.H, remained
positively associated with CAD in models adjusted for age and sex (FIG.
15) for the three time periods. The odds of CAD more than tripled, for
each one-standard deviation increase in PIP.sup.H during the 24-h and
putative awake periods. For the putative sleep period, the odds doubled.
The percentage of soft inflection points, PIP.sup.S tended to be higher
in healthy subjects than in those with CAD but the difference did not
reach statistical significance for any of the time periods. Adding
PIP.sup.H to a model with only age and sex significantly improved its
performance, whereas PIP.sup.S did not.
[0186] After adjusting for age and sex, the proportion of fragmented
words, W.sub.2 and W.sub.3, remained positively associated with CAD (FIG.
15) for all time periods, while the proportion of fluent words, W.sub.0
and W.sub.1, remained negatively associated with CAD (FIG. 15) for all
periods. Specifically, for the 24-h period, a one-standard deviation
increase in W.sub.2 and W.sub.3 was associated with an increase of 180
and 75% in the odds of CAD, respectively. In addition, a one-standard
deviation increase in W.sub.0 and W.sub.1 was associated with a drop of
63 and 61% in the odds of CAD, respectively. All word groups W.sub.1,
0<j<3, significantly improved the performance of a model with age
and sex alone.
[0187] Hard word subgroups, W.sub.j.sup.H and W.sub.j.sup.H* changed with
disease in the same way as the groups W.sub.j, (1<j<3).
Specifically, W.sub.1.sup.H and W.sub.1.sup.H* were lower in those with
CAD than in healthy subjects, for all time periods. All comparisons were
statistically significant except the one with the variable WH1 for the
putative awake period. In addition, W.sub.2.sup.H, W.sub.3.sup.H,
W.sub.2.sup.H* and W.sub.3.sup.H* were significantly higher in those with
CAD than in healthy subjects, for all time periods.
[0188] Soft word subgroups with one inflection point, W.sub.1.sup.S and
W.sub.1.sup.S* changed with disease in the same way as the fluent, hard
word subgroups. Specifically, they were more frequent in healthy subjects
than in patients with CAD. In contrast, the percentages of soft words
with two and three inflection points were lower in patients with CAD than
healthy subjects. The comparison with W.sub.2.sup.S were significant for
all time periods. For W.sub.3.sup.S, only the comparison for the putative
awake period reached significance. Mixed words with three inflection
points were more discriminatory than those with two.
[0189] For the majority of cases (44 out of 54), adding a word group or
subgroup to a model with age and sex significantly improved its
performance. The exceptions were: W.sub.2.sup.M, W.sub.3.sup.S, and
W.sub.3.sup.S* for the 24-h period, W.sub.1.sup.H, W.sub.2.sup.M,
W.sub.3.sup.S* and W.sub.3.sup.M for the putative awake time, and
W.sub.2.sup.S*, W.sub.2.sup.M, and W.sub.3.sup.S for the putative sleep
time.
3. Analyses Adjusted for Age, Sex and AVNN
[0190] The major difference between the results of the analyses adjusted
for age and sex and those adjusted for age, sex and AVNN, concerned the
variable PIP.sup.S. When AVNN was added to the models, the differences in
PIP.sup.S between patients with CAD and healthy subjects became strongly
significant: a one-standard deviation increase in PIP.sup.S was
associated with an increase in the odds of CAD ranging from 100 to 200%,
for the different time periods.
[0191] In these models, PIP.sup.H remained positively associated with CAD
(FIG. 16) for the 24-h and putative awake periods, despite a decrease in
the values of the odds ratio. However, for the sleep period, statistical
significance was lost.
[0192] For all of the time periods, fully adjusted models with word groups
without inflection points, with one and three inflection points were more
discriminatory than those with two inflection points (FIG. 16).
Specifically, a one-standard deviation increase in the percentage of
fluent words W.sub.0 and W.sub.1 was associated with a decrease in the
odds of CAD ranging from 38 to 64% and from 50 to 67%, respectively. A
one-standard deviation increase in the percentage of fragmented words
W.sub.3 was associated with an increase in the odds of CAD ranging from
132 to 278%.
[0193] Of note, in these fully adjusted models, the number of inflection
points, not their type (H, S or M), i.e., the degree of fragmentation of
the words, determined the directionality of the effects in the odds of
CAD. The majority of the word subgroups significantly improved the
performance of a null model with age, sex and AVNN. Within group 1, the
most discriminatory word subgroups were W.sub.1.sup.H and W.sub.1.sup.H*.
They appeared in significantly higher densities in healthy subjects than
in patients with CAD, for all time periods. Within group 2,
W.sub.2.sup.H*, and W.sub.2.sup.M, were the most discriminatory
variables.
[0194] For all time periods, significantly higher percentages of these
words were observed in patients with CAD than in healthy subjects. Within
group 3, all word subgroups were highly discriminatory of the two sample
population. The only exception was W.sub.3.sup.H during the putative
sleep period. As expected, CAD was associated with a significant increase
in the density of these words.
Discussion
[0195] Recently, a property of short-term HRV termed fragmentation was
described, and a set of metrics to quantify this feature was introduced
(Costa I 2017). The key marker of heart rate fragmentation is an overall
increase in the frequency of changes in heart rate acceleration sign.
[0196] The purpose here was to further explore the property of heart rate
fragmentation using symbolic dynamical analysis with the same databases
previously studied. The findings were consistent with those reported in
Costa I 2017, indicating an increase in heart rate fragmentation with the
participants' age and with the presence of CAD. In addition, the symbolic
analyses suggested a potentially important dynamical difference between
aging in the healthy population and in those with coronary disease. This
difference was not anticipated prior to this analysis.
[0197] Briefly, the notable findings of the cross-sectional study of heart
rate fragmentation with the participants' age were that: (i) in the
cohort of healthy subjects, the percentage of soft but not of hard
inflection points significantly increased as a function of age; (ii) the
percentages of both soft and hard inflection points significantly
increased with the participants' age in the cohorts of subjects with CAD;
(iii) overall, the density of fluent words tended to decrease and the
density of the fragmented ones tended to increase with the participants'
age in both populations, for all time periods (FIGS. 12A-12C); (iv) the
percentage of words with three hard inflection points, the most
fragmented, changed with age differently in the cohorts of healthy
subjects and patients with CAD. For the latter, these words markedly
increased for all time periods. For the former, the increases did not
reach significance. The results from the symbolic analysis adjusted for
age, sex and AVNN were consistent with the finding that the overall
percentage of transitions from acceleration/deceleration to
deceleration/acceleration did not change with the participants' age in
the healthy group.
[0198] The key findings from the symbolic dynamical analysis comparing
healthy subjects and those with CAD were that: (i) the percentages of
fluent words, W.sub.0, W.sub.1, W.sub.1.sup.H* were significantly higher
in healthy subjects than in patients with CAD, for all time periods, in
both unadjusted and adjusted models; (ii) the percentages of fragmented
words, W.sub.2, W.sub.2.sup.H*, W.sub.3, and W.sub.3.sup.H*, were
significantly lower in healthy subjects than in those with CAD, for all
time periods and models; and (iii) although not all word subgroups were
statistically different in the two sample populations for all time
periods and models, importantly none of the fluent word subgroups,
W.sub.1.sup.H, W.sub.1.sup.S, or W.sub.1.sup.S* was significantly higher
in patients with CAD than in healthy subjects for any time period or for
any model. Similarly, none of the fragmented word subgroups with three
inflection points, W.sub.3.sup.H, W.sub.3.sup.H*, W.sub.3.sup.M,
W.sub.3.sup.S, and W.sub.3.sup.S*, was significantly higher in healthy
subjects than in patients with CAD for any of the time periods in any
model.
[0199] Overall, word subgroups with two inflection points were less
discriminatory than the other ones, particularly in the fully adjusted
models. This finding is not entirely surprising in light of the fact that
words with two inflection points encode patterns that represent a
transition between dynamical short-term fluency and fragmentation.
[0200] Qualitatively similar results to those presented here were obtained
from the analysis of RR intervals time series (instead of NN) and words
of length 5 (not presented here). Taken together these results robustly
support the notion that heart rate fragmentation increases as a function
of the participants' age and in the presence of overt CAD.
[0201] In this study, words without inflection points included segments of
four consecutive accelerative, decelerative and zero acceleration
intervals. Excluding the latter, i.e., the segments with no heart rate
variability (neither fragmented nor fluent) from the word group W.sub.0,
and quantifying their density separately, could potentially allow for a
better characterization of a given study population, for example, one
with chronic heart failure. In the present study, the results for the
word group W.sub.0, including or excluding the word "0000," were very
similar. Therefore, the results for which that word was included were
reported. The interpretation of the results for the word group W.sub.0
(with or without the inclusion of the word "0000") can be dependent on
the physiologic context. A deficit of these words is likely a consequence
of a high degree of heart rate fragmentation. However, an excess is
likely a consequence of long-term (above the normal respiratory
frequency) trends in the data. These trends can be pathologic, as seen,
for example, with sleep apnea syndromes (see Guilleminault, C., Winkle,
R., Connolly, S., Melvin, K., and Tilkian, A. (1984). Cyclical variation
of the heart rate in sleep apnea syndrome: mechanisms, and usefulness of
24 h electrocardiography as a screening technique. Lancet 323, 126-131
(herein "Guilleminault 1984)); Lipsitz, L. A., Hashimoto, F., Lubowsky,
L. P., Mietus, J., Moody, G. B., Appenzeller, O., et al. (1995). Heart
rate and respiratory rhythm dynamics on ascent to high altitude. Heart
74, 390-396 (herein "Lipsitz 1995"); Guzik, P., Piskorski, J., Awan, K.,
Krauze, T., Fitzpatrick, M., and Baranchuk, A. (2013). Obstructive sleep
apnea and heart rate asymmetry microstructure during sleep. Clin. Auton.
Res. 23, 91-100 (herein "Guzik 2013"); Jiang, J., Chen, X., Zhang, C.,
Wang, G., Fang, J., Ma, J., et al. (2017). Heart rate acceleration runs
and deceleration runs in patients with obstructive sleep apnea syndrome.
Sleep Breath 21, 443-451. (herein "Jiang 2017")). In other cases, these
trends can be physiologic, e.g., when associated with even mild bouts of
exercise and recovery. The former conjecture is supported by the work of
Guzik 2013, who in a study of heart rate variability in subjects with
various degrees of obstructive sleep apnea, found that an increased
number of long (>5 intervals) deceleration and acceleration runs were
most common in patients with severe sleep apnea.
[0202] Symbolic mapping of both the NN interval time series and of its
increments have been used in many studies. See Ravelo-Garcia, A. G.,
Saavedra-Santana, P., Julia-Serda, G., Navarro-Mesa, J. L.,
Navarro-Esteva, J., Alvarez-Lopez, X., et al. (2014). Symbolic dynamics
marker of heart rate variability combined with clinical variables enhance
obstructive sleep apnea screening. Chaos 24:024404. (herein Ravelo-Garcia
2014); Cysarz, D., Van Leeuwen, P., Edelhauser, F., Montano, N., Somers,
V. K., and Porta, A. (2015). Symbolic transformations of heart rate
variability preserve information about cardiac autonomic control.
Physiol. Meas. 36, 643-657 (herein "Cysarz 2015"); Yang, A. C., Hseu, S.
S., Yien, H. W., Goldberger, A. L., and Peng, C. K. (2003). Linguistic
analysis of the human heartbeat using frequency and rank order
statistics. Phys. Rev. Lett. 90:108103. (herein "Yang 2003"); Costa, M.,
Goldberger, A. L., and Peng, C. K. (2005). Broken asymmetry of the human
heartbeat: loss of time irreversibility in aging and disease. Phys. Rev.
Lett. 95:198102 (herein "Costa 2005"); Costa, M. D., Peng, C. K., and
Goldberger, A. L. (2008). Multiscale analysis of heart rate dynamics:
entropy and time irreversibility measures. Cardiovasc. Eng. 8, 88-93
(herein "Costa 2008"); Cysarz, D., Bettermann, H., and van Leeuwen, P.
(2000). Entropies of short binary sequences in heart period dynamics. Am.
J. Physiol. Heart Circ. Physiol. 278, H2163-H2172 (herein "Cysarz 2000");
Cysarz 2015; Kantelhardt, J. W., Ashkenazy, Y., Ivanov, P. C., Bunde, A.,
Havlin, S., Penzel, T., et al. (2002). Characterization of sleep stages
by correlations in the magnitude and sign of heartbeat increments. Phys.
Rev. E 65:051908 (herein "Kantelhardt 2002"); Piskorski, J., and Guzik,
P. (2011). The structure of heart rate asymmetry: deceleration and
acceleration runs. Physiol. Meas. 32, 1011-1023. ("Piskorski 2011");
Guzik, P., Piskorski, J., Barthel, P., Bauer, A., Muller, A., Junk, N.,
et al. (2012). Heart rate deceleration runs for postinfarction risk
prediction. J. Electrocardiol. 45, 70-76 (herein "Guzik 2012"); Guzik
2013; Jiang 2017.
[0203] For example, Ashkenazy et al. (2001) used a binary map of the
increment time series to analyze the correlation properties of the sign
and magnitude heart rate time series of healthy subjects and patients
with heart failure. See Ashkenazy, Y., Ivanov, P. C., Havlin, S., Peng,
C. K., Goldberger, A. L., Stanley, H. E., et al. (2001). Magnitude and
sign correlations in heartbeat fluctuations. Phys. Rev. Lett. 86,
1900-1903. For the shortest time scale explored, 6-16 NN intervals, they
found that the dynamics of the sign time series of healthy subjects were
closer to brown noise than those of patients with heart failure. This
finding supports the hypothesis that long (>5 intervals) deceleration
and acceleration runs are more common in healthy subjects than in
patients with heart failure.
[0204] Guzik et al. (2012, 2013) and Piskorski and Guzik (2011)
specifically analyzed the percentages of acceleration and deceleration
runs of various lengths in a population of post-infarction patients.
Overall, they found that decelerations runs of 2-10 intervals were
significantly less frequent in non-survivors and used the runs of lengths
2, 4, and 8 to stratify all-cause mortality risk. The frequency of
occurrence of runs of different lengths can be related to the concept of
fragmentation. A higher percentage of short (<3) and a lower
percentage of longer runs are expected in more fragmented than less
fragmented time series. However, there is no direct correspondence
between runs of a given length and a specific word. For example, runs of
length 3 are necessarily part of the word group W.sub.1, but this word
group also includes runs of lengths 1 and 2. Runs of length 2 are part of
word groups W.sub.1 and W.sub.2; and runs of length 1 are part of all
word groups but W.sub.1.
[0205] Cysarz et al. (2000, 2015) and Porta et al. (2007) used a binary
map of the increment time series ("1" if .DELTA.RR.sub.i+1>RRi; "0" if
.DELTA.RR.sub.i+1.ltoreq.RR.sub.i) to analyze putative
sympathetic/parasympathetic changes in neuroautonomic control under
different conditions. See Porta, A., Tobaldini, E., Guzzetti, S., Furlan,
R., Montano, N., and Gnecchi-Ruscone, T. (2007). Assessment of cardiac
autonomic modulation during graded head-up tilt by symbolic analysis of
heart rate variability. Am. J. Physiol. Heart Circ. Physiol. 293.
However, for the types of fragmentation analyses proposed here, binary
maps of heart rate increments are not recommended. In fact, if positive
(or negative) and zero increments are mapped to the same symbol, soft
inflection points are either "ignored" (when an accelerative interval is
preceded or followed by an interval in which heart rate does not change),
or "transformed" into hard inflection points (when a decelerative
interval is preceded or followed by an interval in which heart rate does
not change). Consequently, the word groups will contain words with
different numbers of inflection points. For example, with the ternary map
used, the word group W0 contained only three words, specifically those
labeled 0, 80, and 40 in FIG. 10. However, with the binary map, this word
group would also include the words 2, 8, 26, 54, 72, and 78 from
W.sub.1.sup.S (FIG. 10, the words 6, 18, 28, 56, 62, and 74 from subgroup
W.sub.2.sup.S and the words 20 and 60, from subgroup W.sub.3.sup.S, with
one, two and three soft inflection points, respectively. The same would
be true for other word groups. Thus, the binary mapping of the NN
interval time series does not preserve all the information necessary for
assessing heart rate fragmentation.
[0206] The analyses were based on the definition of
acceleration/deceleration as a decrease (increase) in consecutive NN (RR)
intervals of <(>) 5 ms. In some cases, any multiple of 5 ms may
have been used, but not a lower value, since, as mentioned in the Methods
section, the ECG signals were recorded at 200 Hz. ECG signals recorded
with a higher sampling frequency (SF) would permit other choices,
specifically, any multiple of 1/SF. However, higher resolution/lower
thresholds may not necessarily translate into an enhanced ability to
discriminate different populations. In fact, the lower the threshold the
more likely the results are to be affected by both biological and
instrumental noise. On the other hand, the larger the threshold the
higher the number of significant changes in acceleration/deceleration
that will not be detected. Future studies will help determine an
"optimal" range of thresholds for fragmentation analysis.
[0207] As noted, increased fragmentation under free-running conditions is
not directly attributable to variations in sympathetic or parasympathetic
activity (Costa I 2017). These autonomic effectors do not operate on fast
enough time scales to account for sustained beat-to-beat changes in heart
rate acceleration sign. However, such rapid heart rate acceleration
changes have been noted with a variety of pathophysiologic alterations,
including subtle premature supraventricular extrasystoles coming from the
SA node itself (or from nearby areas), SA exit block variants, modulated
sinus parasystole, and possibly mechanical atrial stretch effects (See
Friedman 1956; Nazir, S. A., and Lab, M. J. (1996). Mechanoelectric
feedback in the atrium of the isolated guinea-pig heart. Cardiovasc. Res.
32, 112-119. (herein "Nazir 1996"). These conditions are most likely to
occur with the breakdown of the sinus regulatory control, possibly due to
inflammation or fibrosis at various anatomic sites (Ghiassian 2016). In
fact, the most common clinical settings of atrial fibrillation, which may
represent an end stage of supraventricular fragmentation, are seen with
aging and chronic heart disease, conditions in which vagal tone is
usually diminished, SA node size is reduced and intercellular coupling
may be impaired. See Moghtadaei, M., Jansen, H. J., Mackasey, M.,
Rafferty, S. A., Bogachev, O., Sapp, J. L., et al. (2016). The impacts of
age and frailty on heart rate and sinoatrial node function. J. Physiol.
(Lond.) 594, 7105-7126 (herein "Moghtadaei 2016").
[0208] A notable but unanticipated finding of this study was the
difference in the pattern of fragmentation seen in the cross sectional
analysis of older healthy subjects vs. those with organic heart disease
(advanced atherosclerosis). Fragmentation in older healthy subjects was
mostly due to the increase in the percentage of transitions from
acceleration/deceleration to zero acceleration or vice versa (soft
inflection points). Fragmentation in those with CAD, fragmentation was
also due to the increase in the percentage of transitions from
acceleration to deceleration or vice versa (hard inflection points).
[0209] Speculatively, the increase in hard inflection points with disease,
i.e., the emergence of beat-to-beat reversals in heart rate acceleration,
might also relate to higher degrees of fibrosis and inflammation,
substrates for the development of conduction and/or pacemaker
abnormalities. The increase in soft inflection points likely relate, in
part, to the well-documented decrease in the variance of the NN interval
high-frequency fluctuations with aging (Pikkujamsa 1999). In fact, if the
structure of the variability is sufficiently preserved (a sign of
health), a decrease in the amplitude of the time series, would translate
into an increase in the likelihood of having consecutive NN intervals
with the same value, that is, of zero accelerations and thus of soft
inflection points (assuming that the temporal resolution of the time
series does not change).
[0210] Although a benign increase in heart rate fragmentation should be
rare, it might arise with vagally induced prominent sinus bradycardia
with SA Wenckebach, a condition sometimes seen in very healthy (athletic)
young subjects. Future studies in well-characterized, larger databases,
with outcome data related to incident atrial fibrillation and advanced
sinus node disease, should also help ascertaining the translational value
of the symbolic analysis of heart rate fragmentation proposed here and
the utility of heart rate fragmentation as a quantifiable descriptor of
HRV.
[0211] Finally, it may be of interest to explore the utility of the
concept of dynamical fragmentation and adapt the symbolic dynamic
analysis introduced here to the study of changes in repolarization
parameters, such as those described under the heading of T wave
alternans.
[0212] Ultimately, a symbolic dynamical approach to the analysis of heart
rate increment time series in a cross-sectional study of healthy subjects
and those with CAD, provides evidence supporting the conjecture that
fragmentation increases with age and disease. In addition, the results
suggest that fragmentation in ostensibly healthy aging is different from
fragmentation in the context of overt disease.
EXAMPLE 2--HEART RATE FRAGMENTATION AS A NOVEL BIOMARKER OF ADVERSE
CARDIOVASCULAR EVENTS: THE MULTI-ETHNIC STUDY OF ATHEROSCLEROSIS
[0213] The study in this Example describes a novel noninvasive biomarker
of cardiovascular (CV) risk. In healthy adult subjects at rest and during
sleep, the highest frequency at which the sino-atrial node (SAN) rate
fluctuates varies between .about.0.15-0.40 Hz (FIGS. 21A-21C). These
oscillations, referred to as respiratory sinus arrhythmia, are due to
vagally-mediated coupling between the SAN and breathing. However, not all
fluctuations in heart rate (HR) at or above the respiratory frequency are
attributable to vagal tone modulation. Under pathologic conditions, an
increased density of reversals in HR acceleration sign, not consistent
with short-term parasympathetic control, can be observed (FIGS. 21D-21F).
This dynamical biomarker of electrophysiologic instability has recently
been identified and termed heart rate fragmentation (HRF) (Costa I 2017).
In concert, a set of metrics (computational probes) for its
quantification was introduced (Costa I 2017; M. D. Costa, R. B. Davis,
and A. L. Goldberger. Heart rate fragmentation: a symbolic dynamical
approach. Front. Physiol., 8(827):1-14, 2017 (hererin "Costa II 2017")).
[0214] Perhaps the most explicit example of HRF is the subtle
supraventricular arrhythmia termed sinus node alternans (Binkley 1995, in
which the time between consecutive sinus beats oscillates between two
values, short (S) and long (L) following an SLSL pattern. However, HRF
includes not only pure (2:1) sinus node alternans but also quasi-periodic
and more irregular variants of normal-to normal (NN) alternation. As
FIGS. 21A-21F illustrate, clinical recognition of such patterns is
difficult from standard electrocardiograms (ECGs). The basic mechanisms
of fragmentation, involving either anomalous sinus beats (Lewis 1920) or
supraventricular ones originating near the SAN, are unresolved (Costa I
2017, Costa II 2017)
[0215] The potential importance of HRF is several-fold. First, it produces
a high degree of short-term variability that may be mistaken as a marker
of healthy vagal control when standard measures of short-term heart rate
variability (HRV) are used. Second, its presence supports the delineation
of a new class of biomarkers of cardiac risk. The latter is premised on
the conjectured link between HRF and the breakdown in one or more
components of the control system (and/or in their interactions)
regulating SAN function. Notably, earlier reports of what were first
termed "sinus extrasystoles" as well as sinus alternans (Binkely 1995,
Lewis 1920) were from patients who were older or who had organic heart
disease. Third, the investigation of fragmentation may yield new insights
into SAN functionality in health, aging and disease.
[0216] Recent studies (Costa I 2017, Costa II 2017), analyzed annotated
Holter recordings (University of Rochester Telemetric Holter ECG
Warehouse [THEW]) from healthy subjects and patients with advanced
coronary artery disease (CAD) using the newly devised HRF metrics.
Fragmentation was found to significantly increase as a function of the
participants' age in both the healthy population and those with CAD. In
contrast, most short-term HRV indices did not significantly change with
the participants' age in the CAD group. Furthermore, fragmentation was
higher in patients with CAD than in healthy subjects, during both
estimated awake and sleep periods, while traditional HRV metrics did not
discriminate the two groups.
[0217] The general motivation for the present study was to assess the
potential utility of the novel indices of HRF as predictors of adverse
cardiovascular events (CVEs) and CV mortality, using the large
Multi-Ethnic Study of Atherosclerosis (MESA). This ongoing prospective
cohort study was designed to investigate the prevalence, correlates and
progression of subclinical cardiovascular disease (CVD) in a multi-ethnic
population free of overt clinical CVD at study entry. See D. E. Bild, D.
A. Bluemke, G. L. Burke, R. Detrano, A. V. Diez Roux, A. R. Folsom, P.
Greenland, D. R. Jacob, R. Kronmal, K. Liu, J. C. Nelson, D. O'Leary, M.
F. Saad, S. Shea, M. Szklo, and R. P. Tracy. Multi-Ethnic Study of
Atherosclerosis: objectives and design. Am. J. Epidemiol.,
156(9):871-881, 2002 (herein "Bild 2002"). It was hypothesized that HRF
would: 1) be positively associated with cross-sectional age; 2) be
positively associated with incident CVEs and CV death; and 3) outperform
traditional HR dynamics measures. The study also sought to determine if
fragmentation metrics added value to prediction tools computed from
static measures, namely the Framingham Heart Study [D'Agostino 2008] and
MESA CV risk indices. See R. L. McClelland et al., "10-Year Coronary
Heart Disease Risk Prediction Using Coronary Artery Calcium and
Traditional Risk Factors: Derivation in the MESA (Multi-Ethnic Study of
Atherosclerosis) With Validation in the HNR (Heinz Nixdorf Recall) Study
and the DHS (Dallas Heart Study)", J. Am. Coll. Cardiol.,
66(15):1643-1653, 2015.
Methods
Study Population and Data Collection
[0218] The MESA study has been described in detail previously (Bild 2002).
Briefly, over a period of approximately two-years, starting in July 2000,
6,814 persons between the ages of 45 and 84 years of age without evident
clinical CVD were recruited at 6 field centers in the US. Institutional
review boards from each study site approved the conduct of this study,
and written informed consent was obtained from all participants.
[0219] A sleep ancillary study was conducted in conjunction with MESA's
fifth examination (2010-2013). The study enrolled 2060 participants who
underwent unattended, in-home polysomnography (PSG) following a
standardized protocol. See S. Redline et al., "Methods for obtaining and
analyzing unattended polysomnography data for a multicenter study," SHHS
Research Group. Sleep, 21(3):759-767, 1998. The data obtained using the
15-channel Compumedics Somte System (Compumedics LTd., Abbottsville,
Australia) were scored at the Brigham and Women's Hospital centralized
reading center by trained technicians using published guidelines. See S.
Redline et al., "The scoring of respiratory events in sleep: reliability
and validity," J. Clin. Sleep. Med., 3(2):169-200, 2007. The
apnea-hypopnea index (AHI) was calculated based on the average number per
hour of sleep of all apneas plus hypopneas associated with .gtoreq.3%
oxygen desaturation or arousal.
[0220] The ECG channels, sampled at 256 Hz, were processed using
Compumedics
[0221] Somte software for detection and classification of the QRS
complexes (R-points) as normal sinus, supraventricular premature or
ventricular premature complexes. The automated annotations were reviewed
by a trained technician, who made appropriate corrections. Both the NN
and the R-to-R (RR) interval time series were analyzed in the present
study.
[0222] Participants with one or more of the following were excluded: poor
signal quality (n=35), pacemaker (n=13), in atrial fibrillation (AF) at
the time of the PSG (n=22), <2 hours of combined sleep periods scored
as rapid eye movement (REM), stage 1, 2, 3 or 4 (n=16), <75% normal
sinus beats between sleep onset and termination (n=11) or no outcome
information available after the PSG study (n=11). Participants with CVEs
before the PSG (n=185) were excluded from the analyses of the
associations between HRV metrics and incident CVEs. These participants
were included in analyses of CV mortality.
Clinical Follow-Up and Event Classification
[0223] In addition to clinical exams, participants are followed every 9-12
months to inquire about hospital admissions, CV outpatient diagnoses and
procedures, and deaths. Discharge diagnosis codes are obtained for all
hospitalizations and medical records are obtained when heart failure,
myocardial infarction, stroke, or death are reported. For those over age
65 and enrolled in fee-for-service Medicare, claims data are also used to
identify diagnosis and procedure codes. Trained personnel abstracted any
hospital records suggesting possible CVEs, which are then adjudicated by
physicians at the coordinating center. Nonfatal endpoints in MESA include
congestive heart failure, angina, myocardial infarction, percutaneous
coronary intervention, coronary bypass grafting or other
revascularization procedure, resuscitated cardiac arrest, peripheral
arterial disease, stroke (non-hemorrhagic) and transient ischemia attack
(TIA). Cardiovascular deaths, as adjudicated committee review, included
fatalities directly related to stroke or coronary heart disease. For
other deaths, the underlying cause was obtained through state or vital
statistics departments. The definition and adjudication of these events
have been described in detail previously (Bild, 2002; D. A. Bluemke et
al., "The relationship of left ventricular mass and geometry to incident
cardiovascular events: the MESA (MultiEthnic Study of Atherosclerosis)
study," J. Am. Coll. Cardiol., 52(25):2148-2155, 2008; J. Yeboah et al.,
"Comparison of novel risk markers for improvement in cardiovascular risk
assessment in intermediate-risk individuals," JAMA, 308(8):788-795,
2012). The cut-off date for the surveillance period was Dec. 31, 2014.
Fragmentation Analysis
[0224] Fragmentation analysis was performed for 1963 subjects using both
NN and RR interval time series. Fragmentation analysis is described in
detail in Costa I 2017, Costa II 2017. Briefly, original interbeat
interval time series, {s.sub.i}, 1.ltoreq.i.ltoreq.L (L, time series
length) were mapped to a ternary symbolic sequence as follows: "-1" if
.DELTA.NN.sub.i<-4 ms, "0" if -4<.DELTA.NN.sub.i<4 ms, and "1"
if .DELTA.NN.sub.i>4 ms (Costa II 2017). Note that, since the ECG
signals were sampled at 256 Hz, the resolution (.tau.) of the interbeat
interval time series is 1/256.about.4 ms. Therefore, only NN (or RR)
intervals whose difference was >4 ms or <-4 ms were considered
different from each other.
[0225] Transitions from HR acceleration to HR deceleration ("-1" to "1")
or vice-versa ("1" to "-1"), and from HR acceleration or HR deceleration
to no change in HR ("-1" to "0," "1" to "0,") or vice-versa ("0" to "-1,"
"0" to "1") were termed "inflection points." The percentage of inflection
points (PIP) (Costa I 2017) constitutes a measure of HRF reflecting its
overall degree of prevalence.
[0226] To assess the prevalence of dynamical patterns with increasing
degree of fragmentation, the percentages of sequences of 4 consecutive
symbols, wi=(s.sub.1, s.sub.i+1, . . . , s.sub.1+1-1),
1<i.ltoreq.L-1+1, termed "words," with 0, 1, 2 and 3 inflection points
were calculated.
[0227] These word classes are referred to as W.sub.0, W.sub.1, W.sub.2 and
W.sub.3, respectively. The full lexicon that comprises 81 different words
is given in (Costa II 2017). Words derived from the NN (RR) interval time
series were termed NN (RR) words. The words in groups W.sub.0 and W.sub.1
are the least fragmented (most "fluent"), those in groups W.sub.2 and
W.sub.3 are the most fragmented.
Traditional HRV Analysis
[0228] The following traditional time domain HRV indices (See J. Yeboah et
al., "Comparison of novel risk markers for improvement in cardiovascular
risk assessment in intermediate-risk individuals," JAMA, 308(8):788-795,
2012) were calculated for 1963 subjects using NN interval time series: 1)
the average of all NN intervals (AVNN), 2) mean of the standard
deviations of NN intervals in all 5-minute segments (SDNNIDX), 3) the
square root of the mean of the squares of differences between adjacent NN
intervals (rMSSD) and 4) the percentage of differences between adjacent
NN intervals that are greater than 50 ms (pNN50). The following
traditional frequency domain HRV indices were calculated: 1) the total
spectral power of all NN intervals between 0.15 and 0.4 Hz (HF) and 2)
the ratio of low to high frequency power (LF/HF). Each of these metrics
was calculated using a 5-minute sliding window (without overlap), with
more than 150 beats and more than 75% NN intervals, between sleep onset
and sleep termination. A total of 170,527 windows were analyzed. For each
subject, the values from the different windows were averaged.
Statistical Analysis
[0229] Continuous variables are summarized as mean.+-.SD. Categorical
variables are presented as numbers and percentages.
[0230] The associations between independent variables and both incident
CVEs and CV mortality were assessed using Cox proportional hazard
analysis. Efron's method (See B. Efron, "The efficiency of Cox's
likelihood function for censored data," J. Am. Stat. Assoc.,
72(359):557565, 1977) was used to handle ties. Failure time in the
individuals with incident CVEs was the time between the PSG study and the
time of the diagnosis. For participants without CVEs, the failure time
was the time between the PSG study and the latest followup, death, or
loss to follow-up. Statistical significance was set at a p-value<0.05.
The independent variables were: the fragmentation indices: PIP, W.sub.0,
W.sub.1, W.sub.2 and W.sub.3, derived from both NN and RR interval time
series; the traditional HRV indices: AVNN, SDNNIDX, rMSSD, pNN50, HF and
HF/LF.
[0231] Both unadjusted (Model 1) and adjusted models were considered.
Adjustments included: i) traditional CV risk factors: age, sex, systolic
blood pressure, total cholesterol, high density lipoprotein (HDL)
cholesterol, current smoking status, hypertension medication, diabetes
and lipid lowering medication (Model 2); ii) the Framingham Heart Study
10-year risk index (Model 3) and iii) the MESA CV risk index without
coronary calcification (Model 4).
[0232] Standardized hazard ratios (per one-standard deviation increase in
the independent variable) were calculated with associated 95% confidence
intervals (CI). The assumption of proportional hazards was tested using a
global test based on Schoenfeld residuals (See P. M. Grambsch et al.,
"Proportional hazards tests and diagnostics based on weighted residuals.
Biometrika," 81:515-526, 1994). No violations were noted. The predictive
power of the survival models was assessed using Harrell's C statistic.
The likelihood ratio test was used to compare the fit of two nested
models (null model vs. null model+HRV metric). The three null models
considered were those with: i) traditional risk factors (age, gender,
systolic blood pressure, total cholesterol, HDL cholesterol, current
smoking status, hypertension medication, diabetes and lipid lowering
medication), ii) the Framingham, and iii) MESA risk indices. The null
hypothesis for each of the likelihood ratio tests was that the two nested
models considered fitted the data equally well. Rejection of the null
hypothesis implied that the larger model fitted the data better,
indicating that a given HRV metric added value to the null model.
[0233] Linear regression models with a quadratic term were used to
describe the possible nonlinear (U-shaped) relationship between: i) HRF
and short-term HRV indices (example of a model with PIP and rMSSD,
PIP=.beta.1*ln(rMSSD)+.beta.2*[ln(rMSSD)].sup.2+.alpha., where .alpha. is
a constant); and ii) short-term HRV indices and the participants' age.
[0234] In all analyses, the variables W.sub.0, rMSSD, pNN50, or HF were
logarithmically transformed since the models with these log-transformed
variables fitted the data better than those with untransformed ones. In
all the other cases, the analyses were performed using untransformed
independent variables.
Results
[0235] Over a 1086 day average (.+-.231) follow-up period (from the PSG
study), 72 participants out of 1771 suffered their first adverse CVE
after the PSG study: myocardial infarction (n=16), resuscitated cardiac
arrest (n=1), angina (n=14), percutaneous coronary intervention (n=21),
coronary bypass graft (n=3), other revascularization (n=6), congestive
heart failure (n=10), peripheral vascular disease (n=8), transient
ischemic attack (n=5), CV death (n=14) or stroke (non-hemorrhagic brain
infarction, n=17). From a total of 1963 participants (1771 without and
192 with prevalent CVEs), 21 died of CVD.
[0236] Characteristics of MESA participants without and with a CVE during
follow-up are summarized in FIG. 17. Individuals who developed CVEs were
older and more likely to be male and have diabetes. They tended to have
higher seated HR and higher systolic blood pressure. In addition, this
risk group tended to have lower sleep efficiency and a higher
apnea-hypopnea index. The differences between those who died and did not
were qualitatively similar to the differences between those with and
without incident CVEs.
Relationship of HRF and Traditional HRV Indices with the Participants' Age
[0237] All fragmentation indices, derived from either NN or RR interval
time series, were significantly associated with the participants' age.
The Pearson correlation coefficients (p) for PIP, W.sub.0, W.sub.1,
W.sub.2 and W.sub.3 were 0.35, -0.17, -0.31, 0.10 and 0.35, respectively.
PIP (FIGS. 24A-24B) and the percentages of fragmented words W.sub.2 and
W.sub.3 increased with the participants' age at the estimated rates of
0.28%, 0.09% and 0.35% per year of age, respectively. The percentages of
fluent words W.sub.0 and W.sub.1 decreased with the participants' age at
the rates of -0.06% and -0.39% per year, respectively. Slightly higher
rates of change were observed for the indices derived from RR interval
time series (not shown).
[0238] The short-term HRV indices, rMSSD, pNN50 and HF, did not vary
linearly with the participants' age. Instead, the association between age
and short-term variability depended on the participants' age itself.
FIGS. 24A-24B illustrate, using the representative example of rMSSD, how
the amount of short-term variability varied across different age groups.
Variability was higher in both the lowest (<54 yr) and highest (>85
yr) age groups compared to intermediate ones (U-shape relationship). The
slope of the relationship between rMSSD and the participants' age
increased 1.00 ms per year of age. Above age 66 (vertex of the U-shape
relationship), an increase in the participants' age was associated with
an increase in rMSSD.
Unadjusted Analyses of Risk of Incident CVEs
[0239] All fragmentation indices, calculated from both the NN and the RR
time series, were significantly associated with incident events (FIG. 18;
Model 1). The association was positive for fragmented words, W.sub.2 and
W.sub.3, as well as PIP, and negative for fluent (less fragmented) words,
W.sub.0 and W.sub.1. The most discriminatory of the fragmentation indices
was the word W.sub.1 derived from the interval RR time series. A
one-standard deviation increase in W.sub.1 was associated with a 44% (95%
CI: 28%-66%) decrease in the rate of CVEs. This variable performed
comparably to the Framingham Heart Study and MESA CV risk indices (FIG.
22: top panels).
[0240] None of the traditional time (AVNN, SDNNIDX, rMSSD, pNN50) and
frequency domain (HF, LF/HF) HRV variables were significantly associated
with incident events.
Analyses of Risk of Incident CVEs Adjusted for Traditional Risk Factors
[0241] The models with each of the fragmentation and traditional HRV
variables were adjusted for standard CV risk factors: age, sex, systolic
blood pressure, total cholesterol, HDL cholesterol, current smoking
status, hypertension medication, diabetes and lipid lowering medication.
In these analyses (FIG. 18: Model 2), all fragmentation indices remained
significantly associated with incident CVEs. For example, PIP was
associated with a 43% (15%-78%) increased rate of incident CVEs. In
addition, all fragmentation indices, with the exception of W.sub.3
calculated from the RR interval time series, added significant value to
the model with only the risk factors. In contrast, none of the
traditional time (AVNN, SDNNIDX, rMSSD, pNN50) and frequency domain (HF,
LF/HF) HRV variables was significantly associated with incident events.
[0242] The results did not qualitatively change after adjusting the
analyses for each of the following variables: race, body mass index,
waist circumference, diastolic blood pressure, use of hypoglycemic
agents, total sleep time, sleep efficiency and the apneahypopnea index.
Analyses of Risk of Incident CVEs Adjusted for the Framingham and MESA CV
Risk Indices
[0243] In general, the fragmentation indices remained significantly
associated with the risk of CVEs in models adjusted for the Framingham
and the MESA CV risk indices (FIG. 19). Specifically, increased
fragmentation, that is, higher PIP, lower percentages of fluent words
W.sub.0 and W.sub.1, and higher percentages of fragmented words W.sub.2
and W.sub.3, were significantly associated with increased risk of events.
None of the traditional HRV measures showed any significant association
with incident CVEs.
[0244] The risk indices in each of these models were also significantly
associated with incident CVEs. Specifically, one-standard deviation
increase in the Framingham and in the MESA risk indices, was associated
with 80% (95% CI: 43%-125%), and 55% (33%-81%) increase in the hazard of
adverse CVEs, respectively. Harrell's C statistic was 0.666 and 0.678 for
the Framingham and MESA risk indices, respectively. Overall the best
model, with a Harrell's C statistic of 0.703, was the one that combined
the word group W.sub.1 derived from RR intervals, with the MESA risk
index.
[0245] Models incorporating the Framingham risk index and any of the
fragmentation measures, except W.sub.2 derived from the NN interval time
series, performed significantly better than the Framingham index itself.
Similarly, all models that included any of the fragmentation measures in
addition to the MESA risk index performed significantly better than the
MESA index itself.
[0246] None of the traditional HRV variables were significantly associated
with risk of incident CVEs either in unadjusted or adjusted models.
Adding a traditional short-term HRV index to models with fragmentation
did not improve their performance.
Analyses of Risk of CV Death: Unadjusted and Adjusted for the Framingham
and MESA Risk Indices
[0247] Higher PIP and lower percentage of W.sub.1 words were significantly
associated with increased risk of CV death in unadjusted analyses as well
as in analyses adjusted for the Framingham and the MESA CV risk indices
(FIG. 20 and FIG. 22). Specifically, a one-standard deviation (.about.7%)
increase in PIP derived from the analysis of NN interval time series was
associated with an increase in the rate of CV death of 89% in unadjusted
models and of 67% and 65% in models adjusted for the Framingham and the
MESA risk indices, respectively. A one-standard deviation (.about.11%)
increase in the percentage of W.sub.1 ("fluent" or least fragmented)
words, also derived from the analysis of NN interval time series, was
associated with a decrease in the rate of CV death of 59% in unadjusted
models, and of 52% and 55% in models adjusted for Framingham and the MESA
risk indices, respectively. Similar results were obtained from the
analyses of the RR interval time series. Further adjusting the models by
prevalent CVD did not change the significance of the associations between
the fragmentation metrics and risk of CV death.
[0248] Lower percentages of fluent words W.sub.0 were associated with
increased risk of CV death in all models. However, these associations
were weaker than those with word W.sub.1. The percentages of word W.sub.2
and W.sub.3, the most fragmented, were positively associated with the
risk of CV death in all models. However, the significance of the
associations depended on the particular model (FIG. 20).
[0249] One-standard deviation increase in the Framingham (.about.9) and in
the MESA risk (.about.6) indices was associated with 137% (95% CI:
48%-278%) and 62% (35%-96%) increase in the rate of CV death,
respectively. Harrell's C statistic for the former and latter models was
0.749 and 0.797, respectively. Both variables, PIP and W.sub.1,
calculated from NN and RR interval time series, added significant
information to models with either of these risk indices. The results for
word groups W.sub.0, W.sub.2 and W.sub.3 depended on the particular
model. Overall, the best model, with a Harrell's C statistic of 0.838,
was the one that combined the word W.sub.1, derived from RR intervals,
with the MESA risk index.
[0250] None of the traditional HRV variables were significantly associated
with risk of CV death either in unadjusted or adjusted models. Adding a
traditional short-term HRV index to models with fragmentation did not
improve their performance.
Relationship between HRF and Short-Term HRV Indices
[0251] Nonlinear (U-shape) relationships were found between fragmentation
indices and measures of short-term variability. FIG. 23 shows one
representative example, the relationship between PIP and ln(rMSSD). For
the first three quartiles of rMSSD values, (i.e., for rMSSD values below
the 75th percentile of rMSSD, specifically, ln(rMSSD)<3.7 ms), the
degree of fragmentation and the amount of short-term variability were
inversely correlated. In the upper quartile of rMSSD values, the degree
of fragmentation and the amount of short-term variability were positively
associated. Qualitatively similar results were found for pNN50 and HF
power.
Discussion
[0252] The present investigation was designed to test the association of
quantitative measures of HRF, a newly defined property of short-term
sino-atrial rhythm dynamics, with adverse CV outcomes in MESA, a large
ongoing multicenter study of individuals recruited from the general
community. The key findings of this study were that: 1) increased HRF was
significantly associated with risk of incident CVEs and CV mortality; 2)
measures of fragmentation added value to Framingham and MESA risk
prediction indices; and 3) traditional metrics of short-term HRV were not
associated with incident CVEs and CV death.
[0253] The development of the concept of fragmentation and its
quantitative metrics was motivated in part by an apparent paradox in the
results of traditional time and frequency domain analyses of a number of
studies (See Costa I 2017; D. Raman et al., "Polysomnographic heart rate
variability indices and atrial ectopy associated with incident atrial
fibrillation risk in older community-dwelling men," JACC. Clin.
Electrophysiol., 3(5):451-460, 2017; P. K. Stein et al., "Sometimes
higher heart rate variability is not better heart rate variability:
results of graphical and nonlinear analyses. J. Cardiovasc.
Electrophysiol.," 16(9):954-959, 2005; P. E. Drawz et al., "Heart rate
variability is a predictor of mortality in chronic kidney disease: a
report from the CRIC Study." Am. J. Nephrol., 38(6):517-528, 2013; M. C.
de Bruyne et al., "Both decreased and increased heart rate variability on
the standard 10-second electrocardiogram predict cardiac mortality in the
elderly: the Rotterdam Study," Am. J. Epidemiol., 150(12):1282-1288,
1999; H. V. Huikuri et al, "Clinical application of heart rate
variability after acute myocardial infarction," Front. Physiol., 3:41,
2012). While the mechanisms of the relatively slow (i.e., below the
respiratory frequency) variations in HR are attributable to complex
interactions between the parasympathetic and the sympathetic effects of
the autonomic nervous system, faster variations in the range of 0.15-0.40
Hz are mainly attributed to vagal tone modulation (HRV 1996). Therefore,
short-term (high frequency) measures of HR dynamics, such as rMSSD, pNN50
and HF power, are typically interpreted as surrogate measures of cardiac
vagal tone. In contexts where cardiac vagal tone modulation is known to
be diminished, for example, with advanced aging and established CVD,
these "vagal" measures are expected to be lower. In fact, a monotonic
decrease in high frequency variability with increasing age is generally
observed in cross-sectional studies of ostensibly healthy adults (See W.
T. O'Neal et al., "Reference ranges for short-term heart rate variability
measures in individuals free of cardiovascular disease: The Multi-Ethnic
Study of Atherosclerosis (MESA)," J. Electrocardiol., 49(5):686-690,
2016). Furthermore, extremely low variability has been consistently
reported as associated with adverse outcomes (HRV 1996; Huikuri 2012; S.
M. Pikkujamsa et al., "Cardiac interbeat interval dynamics from childhood
to senescence," Circulation, 100(4):393-399, 1999).
[0254] However, in certain cases just the opposite has been reported
(Grambsch 1994; de Bruyne 1999; A. Goette et al., "EHRA/HRS/APHRS/SOLAECE
expert consensus on atrial cardiomyopathies: Definition,
characterization, and clinical implication," Heart Rhythm, 14(1):e3-e40,
2017); namely a paradoxical increase in short-term HR fluctuations
occurring in contexts where reduced vagal tone would have been expected
based on age and/or advanced heart disease. In the present study, a
U-shaped relationship was observed between traditional short-term HRV
measures and cross-sectional age (FIGS. 24A-24B). From approximately ages
45 to 65 years the amount of short-term variability decreased.
Subsequently, variability increased despite the well-known decrease in
cardiac vagal tone modulation with advancing age. These results provide
further evidence that in cohorts of middle-aged to elderly individuals,
such as MESA, traditional HRV indices may fail to reflect accurately
changes in cardiac vagal tone.
[0255] The term "fragmented heart rate" was coined to refer to rhythms in
which HR acceleration sign changes at a frequency higher than that
attributable to vagal tone modulation of the SAN. These rhythms include
but are not limited to classic sinus alternans and its variants. If the
amplitude of the fluctuations is low (e.g., 80 ms), fragmentation is
unlikely to be detected in clinical readings of short (typically 10
seconds) and long (Holter) ECG recordings.
[0256] An intuitive measure of fragmentation is the percentage of changes
in HR acceleration sign, that is, PIP, in NN (or RR) time series. Most
recently, a symbolic dynamical approach was introduced (Costa II 2017)
that quantifies the frequency of occurrence of different patterns of
fluctuations, from least fragmented (most fluent) to most fragmented.
These fragmentation indices were originally tested in studies of publicly
available databases from the Rochester THEW archives.
[0257] The origins of HRF remain speculative. Possible pathophysiologic
mechanisms include increased automaticity in or proximal to the SAN, exit
block in the SAN area, modulated sinus/atrial parasystole, or
beat-to-beat changes due to perturbations in atrial stretch receptors
(Costa I 2017, Costa II 2017). These electrophysiologic perturbations, in
turn, may be related to underlying atrial (See A. Goette et al.,
"EHRA/HRS/APHRS/SOLAECE expert consensus on atrial cardiomyopathies:
Definition, characterization, and clinical implication," Heart Rhythm,
14(1):e3-e40, 2017; M. Sosnowski et al., "Heart rate variability. Is it
influenced by disturbed sinoatrial node function?", J. Electrocardiol.,
28(3):245-251, 1995; K. C. Roberts-Thomson et al., "Sinus node disease:
an idiopathic right atrial myopathy," Trends Cardiovasc. Med.,
17(6):211-214, 2007) or ventricular disease. Systemic factors that may
also contribute to pathophysiologic dysregulation include inflammation,
degeneration, fibrosis and calcification (Costa I 2017). Future
experimental and mathematical modeling studies will hopefully shed light
on the putative links between these and other mechanisms and
fragmentation. Possible genomic associations with HRF remain to be
explored.
[0258] Based on the analyses of the THEW databases (Costa I 2017, Costa II
2017), it was hypothesized that increased HRF might be a biomarker of
increased risk of incident CVEs and CV death. To explore these
hypotheses, HR dynamics from a subset of the participants in the MESA
were analyzed. This national study is one of the largest prospective
investigations designed to track meticulously the course of CVD in an
ethnically diverse population free of overt clinical CVD at study entry.
Two types of ECG recordings with detailed follow-up data were available
at the time of this analysis: traditional 10-second ECGs and the ECG
channel of the PSG studies. It was chosen to examine the latter given the
nonstationary nature of HR dynamics, (which implies that statistical time
series analysis tools are most reliable when applied to "long" recordings
(HRV 1996)), and the fact that previous studies (Costa I 2017, Costa II
2017) have shown that the discriminatory power of HRF was comparable
during awake and sleep periods.
[0259] A corollary finding was the absence of a association between the
most commonly used traditional short-term HRV measures and incident CVEs
in unadjusted and adjusted models. These results are not as surprising as
they might appear at first glance. First, the U-shaped relationship
between traditional short-term HRV measures and the participants' age
(FIGS. 24A-24B) was indicative that such measures would be of limited
utility in this cohort. Second, as previously mentioned, traditional
measures of HRV, in contrast to fragmentation measures, also failed to
discriminate patients with CAD from ostensibly healthy subjects in
databases provided by the University of Rochester (Costa I 2017, Costa II
2017). Third, HRF, by increasing variability not ascribable to
physiologic vagal tone modulation may confound the results of traditional
HRV. The nonlinear (U-shaped) relationship between HRF and short-term
variability (FIG. 23) supports this conjecture.
[0260] In fact, the subgroups of participants with the lowest and highest
amounts of variability, presumed to have the highest and lowest risk of
adverse events, respectively, both showed increased HRF. These findings
support the reports of Stein and colleagues (see P. K. Stein et al.,
"Development of more erratic heart rate patterns is associated with
mortality post-myocardial infarction," J. Electrocardiol., 41(2):110-115,
2008; P. K. Stein, "Heart rate variability is confounded by the presence
of erratic sinus rhythm," Comput. Cardiol., 26:669-672, 2002) and others
(Drawz 2013; de Bruyne 1999; Huikuri 2012).
[0261] Of note, fragmentation and traditional HRV indices differ in the
following major way. By construction, fragmentation indices do not
mathematically depend on mean HR and/or the amplitude of its
fluctuations. These salient attributes derive from the fact that
accelerations/decelerations are defined as increments/decrements in HR of
any magnitude. In contrast, by definition, short-term HRV indices
quantify information that is encoded in the amplitude of the
fluctuations. As previously mentioned rMSSD, pNN50 and HF power were not
associated with risk of incident CVEs and CV mortality. The other widely
used HRV metrics, AVNN, SDNNIDX and LF/HF were also not associated with
risk of incident CVEs and CV mortality. Furthermore, none of the
traditional indices improved the performance of models that included a
fragmentation index.
[0262] Of potential basic and translational relevance, both the NN and RR
time series were used. The former were employed using expert edited time
series from THEW and MESA to insure that the fragmentation was likely
related to beats originating in or near to SAN, therefore not
distinguishable from sinus beats, at least from the single lead provided.
The RR time series were used to demonstrate that fragmentation analysis,
not relying on detailed beat annotation, had comparable (or even
superior) discriminatory power to that employing NN time series,
substantially facilitating the development of automatable analyses.
[0263] Finally, it is worth emphasizing that the Framingham and the MESA
indices are composite measures incorporating information related to
demographics (age, sex, race), lifestyle (smoking status), vital signs
(blood pressure) and blood analytes (lipids, glucose). In contrast, HRF
is a single index reflecting the frequency of the changes in HR
acceleration sign. How can such a single metric based on a continuous ECG
keep "pace" with these other multivariable risk stratification tools? The
answer may relate in part to the fact that HRF indices are dynamical
measures, not static probes. In contrast, blood pressure, cholesterol,
glucose and others common biomarkers are "snapshot" readouts. Thus, they
provide limited information on the dynamics of the underlying control
mechanisms.
[0264] More generally, HRF metrics belong to the new class of dynamical
probes (A. L. Goldberger, "Giles F. Filley lecture. Complex systems,"
Proc Am Thorac Soc, 3(6):467-471, 2006; M. D. Costa et al., "Dynamical
glucometry: use of multiscale entropy analysis in diabetes," Chaos,
24(3):033139, 2014; [28]) that can report, in real-time, on salient
aspects of integrative, multiscale, regulatory systems and of their
breakdown with aging and disease. The use of these probes may enhance the
clinical utility of traditional risk assessment tools (FIG. 19 and FIG.
20) and of other emerging technologies, such as genomic profiling. In
furtherance of the goals of precision medicine, the dynamical property of
HRF may also constitute a novel target for therapeutic interventions.
CONCLUSION
[0265] Analysis of short-term HRV is enhanced by a set of computational
tools that quantify the fragmentation of heartbeat variability, defined
by abrupt changes in the sign of HR acceleration. For example, heart rate
fragmentation (HRF) is a manifestation of anomalous short-term
sino-atrial variability. In a Holter monitor database from healthy
subjects, the degree of fragmentation increased with the participants'
age. In particular, HRF was associated with increased risk of cardiac
adverse events and cardiac mortality in MESA. Furthermore, fragmentation
measures outperformed traditional short-term measures of HRV in
discriminating a group of patients with CAD and from the healthy
subjects. Fragmentation of sinus rhythm cadence may support a new class
of dynamical biomarkers that probe the integrity of the regulatory
network comprising neuroautonomic, sinus node and atrial components.
[0266] FIGS. 1-24 as described herein are illustrative examples allowing
an explanation of the present invention. It should be understood that
embodiments of the present invention could be implemented in hardware,
firmware, software, or a combination thereof. In such an embodiment, the
various components and steps would be implemented in hardware, firmware,
and/or software to perform the functions of the present invention. That
is, the same piece of hardware, firmware, or module of software could
perform one or more of the illustrated blocks (i.e., components or
steps).
[0267] The present invention can be implemented in one or more computer
systems capable of carrying out the functionality described herein.
Referring to FIG. 25, an example computer system 2500 useful in
implementing the present invention is shown. Various embodiments of the
invention are described in terms of this example computer system 2500.
After reading this description, it will become apparent to one skilled in
the relevant art(s) how to implement the invention using other computer
systems and/or computer architectures.
[0268] The computer system 2500 includes one or more processors, such as
processor 2504. The processor 2504 is connected to a communication
infrastructure 2506 (e.g., a communications bus, crossover bar, or
network).
[0269] Computer system 2500 can include a display interface 2502 that
forwards graphics, text, and other data from the communication
infrastructure 2506 (or from a frame buffer not shown) for display on the
display unit 2530.
[0270] Computer system 2500 also includes a main memory 2508, preferably
random access memory (RAM), and can also include a secondary memory 2510.
The secondary memory 2510 can include, for example, a hard disk drive
2512 and/or a removable storage drive 2514, representing a floppy disk
drive, a magnetic tape drive, an optical disk drive, etc. The removable
storage drive 2514 reads from and/or writes to a removable storage unit
2518 in a well-known manner. Removable storage unit 2518, represents a
floppy disk, magnetic tape, optical disk, etc. which is read by and
written to removable storage drive 2514. As will be appreciated, the
removable storage unit 2518 includes a computer usable storage medium
having stored therein computer software (e.g., programs or other
instructions) and/or data.
[0271] In alternative embodiments, secondary memory 2510 can include other
similar means for allowing computer software and/or data to be loaded
into computer system 2500. Such means can include, for example, a
removable storage unit 2522 and an interface 2520. Examples of such can
include a program cartridge and cartridge interface (such as that found
in video game devices), a removable memory chip (such as an EPROM, or
PROM) and associated socket, and other removable storage units 2522 and
interfaces 2520 which allow software and data to be transferred from the
removable storage unit 2522 to computer system 2500.
[0272] Computer system 2500 can also include a communications interface
2524. Communications interface 2524 allows software and data to be
transferred between computer system 2500 and external devices. Examples
of communications interface 2524 can include a modem, a network interface
(such as an Ethernet card), a communications port, a PCMCIA slot and
card, etc. Software and data transferred via communications interface
2524 are in the form of signals 2528 which can be electronic,
electromagnetic, optical, or other signals capable of being received by
communications interface 2524. These signals 2528 are provided to
communications interface 2524 via a communications path (i.e., channel)
2526. Communications path 2526 carries signals 2528 and can be
implemented using wire or cable, fiber optics, a phone line, a cellular
phone link, an RF link, free-space optics, and/or other communications
channels.
[0273] In this document, the terms "computer program medium" and "computer
usable medium" are used to generally refer to media such as removable
storage unit 2518, removable storage unit 2522, a hard disk installed in
hard disk drive 2512, and signals 2528. These computer program products
are means for providing software to computer system 2500. The invention
is directed to such computer program products.
[0274] Computer programs (also called computer control logic or computer
readable program code) are stored in main memory 2508 and/or secondary
memory 2510. Computer programs can also be received via communications
interface 2524. Such computer programs, when executed, enable the
computer system 2500 to implement the present invention as discussed
herein. In particular, the computer programs, when executed, enable the
processor 2504 to implement the processes of the present invention
described above. Accordingly, such computer programs represent
controllers of the computer system 2500.
[0275] In an embodiment where the invention is implemented using software,
the software can be stored in a computer program product and loaded into
computer system 2500 using removable storage drive 2514, hard disk drive
2512, interface 2520, or communications interface 2524. The control logic
(software), when executed by the processor 2504, causes the processor
2504 to perform the functions of the invention as described herein.
[0276] In another embodiment, the invention is implemented primarily in
hardware using, for example, hardware components such as application
specific integrated circuits (ASICs). Implementation of the hardware
state machine so as to perform the functions described herein will be
apparent to one skilled in the relevant art(s).
[0277] In yet another embodiment, the invention is implemented using a
combination of both hardware and software.
[0278] In one example embodiment, the present invention can be implemented
in a computer-based monitor unit for use in a clinical setting. In
another embodiment, the present invention can be implemented in an
ambulatory unit akin to a Holter monitor, personal computing device, or
similar portable device. In yet another embodiment, the present invention
can be implemented in an implantable medical device such as an
implantable cardioverter defibrillator (ICD).
[0279] In summary, the approach described herein met the objectives of: 1)
introduce a set of metrics designed to probe the degree of sinus rhythm
fragmentation; 2) test the hypothesis that the degree of fragmentation of
heartbeat time series increases with the participants' age in a group of
healthy subjects; 3) test the hypothesis that the heartbeat time series
from patients with advanced coronary artery disease (CAD) are more
fragmented than those from healthy subjects; and 4) compare the
performance of the new fragmentation metrics with standard time and
frequency domain measures of short-term HRV. The methods used in the
approach described herein included: analysis of annotated, open-access
Holter recordings (University of Rochester Holter Warehouse) from healthy
subjects and patients with CAD using these newly introduced metrics of
heart rate fragmentation, as well as standard time and frequency domain
indices of short-term HRV, detrended fluctuation analysis and sample
entropy. The results of the approach described herein included the
following. The degree of fragmentation of cardiac interbeat interval time
series increased significantly as a function of age in the healthy
population as well as in patients with CAD. Fragmentation was higher for
the patients with CAD than the healthy subjects. Heart rate fragmentation
metrics outperformed traditional short-term HRV indices, as well as two
widely used nonlinear measures, sample entropy and detrended fluctuation
analysis short-term exponent, in distinguishing healthy subjects and
patients with CAD. The same level of discrimination was obtained from the
analysis of normal-to-normal sinus (NN) and cardiac interbeat interval
(RR) time series. Conclusions of the approach described herein included
the following. The fragmentation framework and accompanying metrics
introduced here constitute a new way of assessing short-term HRV under
free-running conditions, one which appears to overcome salient
limitations of traditional HRV analysis. Fragmentation of sinus rhythm
cadence may provide new dynamical biomarkers for probing the integrity of
the neuroautonomic-electrophysiologic network controlling the heartbeat
in health and disease.
[0280] The foregoing description of the specific embodiments will so fully
reveal the general nature of the invention that others can, by applying
knowledge within the skill of the art (including the contents of the
documents cited and incorporated by reference herein), readily modify
and/or adapt for various applications such specific embodiments, without
undue experimentation, without departing from the general concept of the
present invention. Therefore, such adaptations and modifications are
intended to be within the meaning and range of equivalents of the
disclosed embodiments, based on the teaching and guidance presented
herein. It is to be understood that the phraseology or terminology herein
is for the purpose of description and not of limitation, such that the
terminology or phraseology of the present specification is to be
interpreted by the skilled artisan in light of the teachings and guidance
presented herein, in combination with the knowledge of one skilled in the
art.
[0281] While various embodiments of the present invention have been
described above, it should be understood that they have been presented by
way of example, and not limitation. It will be apparent to one skilled in
the relevant art(s) that various changes in form and detail can be made
therein without departing from the spirit and scope of the invention.
Thus, the present invention should not be limited by any of the
above-described exemplary embodiments, but should be defined only in
accordance with the following claims and their equivalents.
* * * * *