United States Patent Application: 0060107329

( 1 of 1 )

United States Patent Application	*20060107329*
Kind Code	A1
Frank; Alexander ; et al.	May 18, 2006

Special PC mode entered upon detection of undesired state

Abstract

A system and method for monitoring a computer, particularly a pay-per-use computer, uses an isolated computing environment or supervisor. The isolated computing environment boots prior to any boot device associated with an operating system, runs concurrently with the operating system and monitors and measures the computer in operation. Once the isolated computing environment determines the computer is not in compliance with the required policies, the isolated computing environment may either impose an impediment to use such as slowing clock speed or completely disable the operating system. The user may have to return the computer to a service provider to restore it from the offending condition and reset the computer to an operational state.

Inventors:	Frank; Alexander; (Bellevue, WA) ; Steeb; Curt A.; (Redmond, WA) ; Ahdout; Isaac P.; (Seattle, WA) ; Duffus; James S.; (Seattle, WA) ; Hall; Martin; (Sammamish, WA) ; Temple; Nicholas; (Renton, WA) ; Venkatachalam; Rajagopal; (Redmond, WA) ; Phillips; Thomas; (Bellevue, WA) ; Xu; Zhangwei; (Redmond, WA)
Correspondence Name and Address:	MARSHALL, GERSTEIN & BORUN LLP (MICROSOFT) 233 SOUTH WACKER DRIVE 6300 SEARS TOWER CHICAGO IL 60606 US
Assignee Name and Adress:	MICROSOFT CORPORATION Redmond WA
Serial No.:	152214
Series Code:	11
Filed:	June 14, 2005

U.S. Current Class: 726/26

U.S. Class at Publication: 726/026

Intern'l Class: H04N 7/16 20060101 H04N007/16

Claims

1. A computer adapted for operation in a normal mode and an alternate mode comprising: a memory; a processor coupled to the memory; a first boot device having precedence over any other boot device, the first boot device remaining active concurrently with the any other boot device, the first boot device comprising: a memory for storing data in a tamper-resistant manner, the data comprising at least one of configuration data, cryptographic data, status data, or executable program data; a circuit providing monotonically increasing time readings; a data input/output circuit; and a program execution environment, coupled to the clock and the data input/output circuit, for executing at least one of a monitoring program or a measurement program stored in the memory; wherein the first boot device determines when the computer is operating in compliance with a criterion.

2. The computer of claim 1, wherein the any other boot device comprises an operating system boot device, the operating system boot device associated with the normal mode.

3. The computer of claim 1, further comprising sanctioning program code associated with the alternate mode that is activated when the computer is not operating in compliance with the criterion.

4. The computer of claim 3, wherein the alternate mode of operation comprises stopping the operating system boot device.

5. The computer of claim 3, wherein the alternate mode of operation comprises at least one of reducing a function of the computer or sending a warning corresponding to operating in compliance with the criterion.

6. The computer of claim 1, wherein the first boot device is initialized when the computer is powered up and the first boot device is guaranteed execution cycles during the operation of the computer.

7. The computer of claim 1, wherein the alternate mode further comprises a user interface for restoring compliance with the criterion.

8. The computer of claim 1, wherein the first boot device receives a policy via the input/output circuit, the policy corresponding to the criterion for determining compliance.

9. The computer of claim 8, wherein the first boot device authenticates the policy.

10. The computer of claim 1, wherein measurement data is used in calculating a score corresponding to compliance with the criterion and the alternate mode is invoked when the score reaches a threshold value.

11. The computer of claim 10, wherein the measurement data comprises at least one of an operating system heartbeat, a verification of designated files, verification of a system clock, a current operating mode, a frequency of writes to the memory, or a time since last provisioning cycle.

12. The computer of claim 1, wherein the first boot device further comprises a cryptographic service.

13. A supervisor for monitoring compliance with a policy on a computer comprising: a secure memory; a clock providing monotonically increasing time measurements; an input/output circuit; and a processing capability separate from a processor used to host an operating system of the computer, the processing capability coupled to the secure memory, the clock and the input/output circuit, the processing capability for evaluating data corresponding to compliance with the policy received via the input/output circuit in view of information from the secure memory and the clock.

14. The supervisor of claim 13, further comprising an enforcement circuit responsive to the processing capability for hindering operation of the computer when the computer is not in compliance with the policy.

15. The supervisor of claim 14, wherein the policy corresponds to a valid hardware configuration of the computer and the enforcement circuit limits hardware functions to the valid hardware configuration.

16. A method of determining non-compliance to a policy on a computer comprising: associating non-compliance to the policy with at least one criterion measurable on the computer; instantiating a supervisor prior to activating an operating system; monitoring data, at the supervisor, corresponding to the at least one criterion on the computer; and determining when the computer is in a non-compliant state by evaluating the data.

17. The method of claim 16, further comprising: imposing a sanction on the computer when a score based on the data corresponding to the at least one criterion reaches a threshold value, whereby the imposing the sanction further comprises deactivating at least a portion of the operating system.

18. The method of claim 16, wherein the at least one criterion comprises at least one of a duration of a computing session, a time between provisioning packet purchases, or a total time of operation of the computer compared to total provisioning packet purchases.

19. The method of claim 16, wherein the data corresponding to the at least one criterion comprises at least one of an operating system heartbeat, a verification of designated files, verification of a system clock, a current operating mode, a frequency of writes to the memory, or a time since last provisioning cycle.

20. The method of claim 16, further comprising: providing the supervisor with a program execution environment autonomous from the operating system.

Description

[0001] This application is a continuation-in-part of U.S. patent application Ser. No. 11/022,493, filed Dec. 22, 2004 which is a continuation-in-part of U.S. patent application Ser. No. 11/006,837, filed Dec. 8, 2004, which is a continuation-in-part of U.S. patent application Ser. No. 10/989,122, filed Nov. 15, 2004.

BACKGROUND

[0002] Operating systems are a key building block in the development of computing systems. Over the several decades since personal computing has become widespread operating systems have substantially increased in complexity. The development of a computer operating system that is backward-compatible to a substantial number of computer applications, but still is secure enough to achieve a high level of assurance of tamper resistance is extremely challenging. However, new business models for pay-per-use or pay-as-you-go computing require a high level of assurance of tamper resistance.

SUMMARY

[0003] A computer adapted for use in a pay-per-use business model may use a supervisor or isolated computing environment to monitor and measure performance of the computer, as well as compliance to a set of usage policies. The isolated computing environment may have a secure memory, a secure processing capability, and a cryptographic capability. The isolated computing environment may boot prior to other boot devices to establish a secure computing base before the introduction of non-secure computing capabilities to the computer, such as the operating system.

[0004] According to one aspect of the disclosure, the isolated computing environment may request data, receive data, or probe for information from the computer. The isolated computing environment may use the acquired data to develop a score for compliance with the policy established, for example, by a service provider. The score may increase as compliance with the policies is confirmed and the score may decrease as noncompliance is determined. Should the score reach or fall below a threshold level, a sanctioned mode may be invoked. The sanctioned mode, or alternate operating mode, may involve a simple warning to a user, may limit a function of the computer so the computer is less useful, or may stop the operating system or some other key component completely, thereby disabling the computer. When disabled, the computer may require service by a service provider or other authorized party for determination and correction of noncompliant conditions, and may include the user paying back service fees or penalties. The isolated computing environment may send notification data to a user or service technician to assist in determining the current state of the computer and corrective actions to take to restore the computer. Similarly, even in a non-sanctioned mode, the isolated computing environment may export data for monitoring or diagnostics.

BRIEF DESCRIPTION OF THE DRAWINGS

[0005] FIG. 1 is a simplified and representative block diagram of a computer;

[0006] FIG. 2 is a block diagram of a simplified isolated computing environment;

[0007] FIG. 3 is a simplified and exemplary block diagram illustrating an embodiment of a supervisor;

[0008] FIG. 4 is a simplified and exemplary block diagram illustrating another embodiment of a supervisor;

[0009] FIG. 5 is a flow chart depicting a method of establishing and measuring compliance to a policy on a computer.

DETAILED DESCRIPTION OF VARIOUS EMBODIMENTS

[0010] Although the following text sets forth a detailed description of numerous different embodiments, it should be understood that the legal scope of the description is defined by the words of the claims set forth at the end of this disclosure. The detailed description is to be construed as exemplary only and does not describe every possible embodiment since describing every possible embodiment would be impractical, if not impossible. Numerous alternative embodiments could be implemented, using either current technology or technology developed after the filing date of this patent, which would still fall within the scope of the claims.

[0011] It should also be understood that, unless a term is expressly defined in this patent using the sentence "As used herein, the term `______` is hereby defined to mean . . . " or a similar sentence, there is no intent to limit the meaning of that term, either expressly or by implication, beyond its plain or ordinary meaning, and such term should not be interpreted to be limited in scope based on any statement made in any section of this patent (other than the language of the claims). To the extent that any term recited in the claims at the end of this patent is referred to in this patent in a manner consistent with a single meaning, that is done for sake of clarity only so as to not confuse the reader, and it is not intended that such claim term by limited, by implication or otherwise, to that single meaning. Finally, unless a claim element is defined by reciting the word "means" and a function without the recital of any structure, it is not intended that the scope of any claim element be interpreted based on the application of 35 U.S.C. .sctn. 112, sixth paragraph.

[0012] Much of the inventive functionality and many of the inventive principles are best implemented with or in software programs or instructions and integrated circuits (ICs) such as application specific ICs. It is expected that one of ordinary skill, notwithstanding possibly significant effort and many design choices motivated by, for example, available time, current technology, and economic considerations, when guided by the concepts and principles disclosed herein will be readily capable of generating such software instructions and programs and ICs with minimal experimentation. Therefore, in the interest of brevity and minimization of any risk of obscuring the principles and concepts in accordance to the present invention, further discussion of such software and ICs, if any, will be limited to the essentials with respect to the principles and concepts of the preferred embodiments.

[0013] FIG. 1 illustrates a computing device in the form of a computer 110. Components of the computer 110 may include, but are not limited to a processing unit 120, a system memory 130, and a system bus 121 that couples various system components including the system memory to the processing unit 120. The system bus 121 may be any of several types of bus structures including a memory bus or memory controller, a peripheral bus, and a local bus using any of a variety of bus architectures. By way of example, and not limitation, such architectures include Industry Standard Architecture (ISA) bus, Micro Channel Architecture (MCA) bus, Enhanced ISA (EISA) bus, Video Electronics Standards Association (VESA) local bus, and Peripheral Component Interconnect (PCI) bus also known as Mezzanine bus.

[0014] Computer 110 typically includes a variety of computer readable media. Computer readable media can be any available media that can be accessed by computer 110 and includes both volatile and nonvolatile media, removable and non-removable media. By way of example, and not limitation, computer readable media may comprise computer storage media and communication media. Computer storage media includes volatile and nonvolatile, removable and non-removable media implemented in any method or technology for storage of information such as computer readable instructions, data structures, program modules or other data. Computer storage media includes, but is not limited to, RAM, ROM, EEPROM, FLASH memory or other memory technology, CD-ROM, digital versatile disks (DVD) or other optical disk storage, magnetic cassettes, magnetic tape, magnetic disk storage or other magnetic storage devices, or any other medium which can be used to store the desired information and which can accessed by computer 110. Communication media typically embodies computer readable instructions, data structures, program modules or other data in a modulated data signal such as a carrier wave or other transport mechanism and includes any information delivery media. The term "modulated data signal" means a signal that has one or more of its characteristics set or changed in such a manner as to encode information in the signal. By way of example, and not limitation, communication media includes wired media such as a wired network or direct-wired connection, and wireless media such as acoustic, radio frequency, infrared and other wireless media. Combinations of any of the above should also be included within the scope of computer readable media.

[0015] The system memory 130 includes computer storage media in the form of volatile and/or nonvolatile memory such as read only memory (ROM) 131 and random access memory (RAM) 132. A basic input/output system 133 (BIOS), containing the basic routines that help to transfer information between elements within computer 110, such as during start-up, is typically stored in ROM 131. RAM 132 typically contains data and/or program modules that are immediately accessible to and/or presently being operated on by processing unit 120. By way of example, and not limitation, FIG. 1 illustrates operating system 134, application programs 135, other program modules 136, and program data 137.

[0016] The computer 110 may also include other removable/non-removable, volatile/nonvolatile computer storage media. By way of example only, FIG. 1 illustrates a hard disk drive 141 that reads from or writes to non-removable, nonvolatile magnetic media, a magnetic disk drive 151 that reads from or writes to a removable, nonvolatile magnetic disk 152, and an optical disk drive 155 that reads from or writes to a removable, nonvolatile optical disk 156 such as a CD ROM or other optical media. Other removable/non-removable, volatile/nonvolatile computer storage media that can be used in the exemplary operating environment include, but are not limited to, magnetic tape cassettes, flash memory cards, digital versatile disks, digital video tape, solid state RAM, solid state ROM, and the like. The hard disk drive 141 is typically connected to the system bus 121 through a non-removable memory interface such as interface 140, and magnetic disk drive 151 and optical disk drive 155 are typically connected to the system bus 121 by a removable memory interface, such as interface 150.

[0017] The drives and their associated computer storage media discussed above and illustrated in FIG. 1, provide storage of computer readable instructions, data structures, program modules and other data for the computer 110. In FIG. 1, for example, hard disk drive 141 is illustrated as storing operating system 144, application programs 145, other program modules 146, and program data 147. Note that these components can either be the same as or different from operating system 134, application programs 135, other program modules 136, and program data 137. Operating system 144, application programs 145, other program modules 146, and program data 147 are given different numbers here to illustrate that, at a minimum, they are different copies. A user may enter commands and information into the computer 20 through input devices such as a keyboard 162 and pointing device 161, commonly referred to as a mouse, trackball or touch pad. Other input devices (not shown) may include a microphone, joystick, game pad, satellite dish, scanner, or the like. These and other input devices are often connected to the processing unit 120 through a user input interface 160 that is coupled to the system bus, but may be connected by other interface and bus structures, such as a parallel port, game port or a universal serial bus (USB). A monitor 191 or other type of display device is also connected to the system bus 121 via an interface, such as a video interface 190. In addition to the monitor, computers may also include other peripheral output devices such as speakers 197 and printer 196, which may be connected through an output peripheral interface 195.

[0018] The computer 110 may operate in a networked environment using logical connections to one or more remote computers, such as a remote computer 180. The remote computer 180 may be a personal computer, a server, a router, a network PC, a peer device or other common network node, and typically includes many or all of the elements described above relative to the computer 110, although only a memory storage device 181 has been illustrated in FIG. 1. The logical connections depicted in FIG. 1 include a local area network (LAN) 171 and a wide area network (WAN) 173, but may also include other networks. Such networking environments are commonplace in offices, enterprise-wide computer networks, intranets and the Internet.

[0019] When used in a LAN networking environment, the computer 110 is connected to the LAN 171 through a network interface or adapter 170. When used in a WAN networking environment, the computer 110 typically includes a modem 172 or other means for establishing communications over the WAN 173, such as the Internet. The modem 172, which may be internal or external, may be connected to the system bus 121 via the user input interface 160, or other appropriate mechanism. In a networked environment, program modules depicted relative to the computer 110, or portions thereof, may be stored in the remote memory storage device. By way of example, and not limitation, FIG. 1 illustrates remote application programs 185 as residing on memory device 181.

[0020] The communications connections 170 172 allow the device to communicate with other devices. The communications connections 170 172 are an example of communication media. The communication media typically embodies computer readable instructions, data structures, program modules or other data in a modulated data signal such as a carrier wave or other transport mechanism and includes any information delivery media. A "modulated data signal" may be a signal that has one or more of its characteristics set or changed in such a manner as to encode information in the signal. By way of example, and not limitation, communication media includes wired media such as a wired network or direct-wired connection, and wireless media such as acoustic, RF, infrared and other wireless media. Computer readable media may include both storage media and communication media.

[0021] An isolated computing environment 125 may be used to implement a supervisor, a trusted computing base, or other secure environment. and may be used to monitor, measure, and/or sanction the computer 110 when policies established for use are not followed. The policies may reflect the terms of an agreement between a user of the computer 110 and a service provider with an interest in the computer 110. The isolated computing environment 125 is discussed in more detail with respect to FIG. 2, below.

[0022] The isolated computing environment 125 may be instantiated in more than one manner. When implemented by one or more discrete components, the isolated computing environment 125 may be disposed on the motherboard (not depicted) of the computer. Ideally, the removal or de-lidding of the isolated computing environment 125 causes permanent damage to the motherboard and/or surrounding components and renders the computer 110 inoperable.

[0023] Another instantiation of the isolated computing environment 125 may be as depicted in FIG. 1, where the isolated computing environment 125 is incorporated in the processing unit 120. Being so disposed in the processing unit may offer advantages of better access to processing unit registers and monitoring of data sequences as well as improved resistance to physical attacks.

[0024] When an attested boot process exists, the isolated computing environment 125 may be implemented in software because the boot process can guarantee execution cycles and a certified operating environment. In such a case, the isolated computing environment 125 may not require a separate processor but may be run from the main processing unit 120. When an attested boot is not available, a hardware implementation of the isolated computing environment 125 may be recommended.

[0025] A license provisioning module, or LPM (see FIGS. 3 & 4), may be incorporated to measure and authorize use of the computer in a pay-per-use or pay-as-you-go configuration. The LPM, when implemented in software, may be stored in nonvolatile memory 146 and executed from memory 136. When the LPM is implemented in software, it may be vulnerable to attack. One purpose of the supervisor (see FIGS. 3 & 4) and/or isolated computing environment 125 may be to act as a watchdog over the LPM to help ensure its integrity and correct function.

[0026] In an alternate embodiment; the isolated computing environment 125 may assume the role of the LPM with respect to valid hardware configuration of the computer. That is, the separately-booted isolated computing environment 125 may have configuration data that allows operation of the computer according to its licensed capability, the licensed capability being less than that potentially available. For example, the computer may be capable of running with 512 megabytes (MB) of random access memory (RAM), but the valid configuration specifies 256 megabytes of RAM. The isolated computing environment 125 may limit the function of the computer to the 256 MB of system memory. Similar restrictions may be enforceable with respect to processor clock rate, available cache memory, number of cores of the processor 120 available, graphics card functions, hard drive capacity, networking options, or internal bus drivers. From an implementation perspective, there is little or no difference between imposing a limitation based on a monitored activity or enforcing a limitation based on a pre-determined setting or license.

[0027] Referring to FIG. 2, a simplified and representative isolated computing environment is discussed and described. The isolated computing environment may be or may be similar to the isolated computing environment 125 introduced above. The isolated computing environment 125 may include a memory 202, both volatile and non-volatile, a data input/output circuit 204 and a timer or clock 206. For example, a timer 206 may be used to implement the clock function by counting intervals of real time.

[0028] The isolated computing environment 125 may further include a digital signature verification circuit 208. When one-way verification of an external entity is required, for example, verification of a server (not depicted), a random number generator 210 may be a part of the digital signature verification circuit 208. Digital signature technology is well known and hashing, signature verification, symmetric and asymmetric algorithms and their respective keys are not discussed here in detail.

[0029] The blocks of the isolated computing environment 125 may be coupled by a bus 210. The bus 210 may be separate from a system or processing unit bus 214 used for external access. Separate busses may improve security by limiting access to data passed by bus 210. The bus 210 may incorporate security precautions such as balanced data lines to make power attacks on cryptographic keys 216 stored in the memory 202 more difficult.

[0030] A processor 216 may be available for execution of programs. As discussed above, when an attested boot is not available, the processor 216 may be included to provide the isolated computing environment 125 with guaranteed computing capability and separation from the operating system 134.

[0031] The memory 202, may, in addition to storing cryptographic keys 216, store data 220 that may include operational information, such as, a current score associated with compliance, or system information, such as, specific contractual information. Measurement data 222 may be associated with a monitor program 224. The monitor program 224 is discussed in more detail below, but briefly, is used to take measurements, receive information about the current operation of the computer 110, and determine a compliance score. The sanction program 226 may be invoked when the compliance score is below a predetermined threshold. The sanction program 226 may be capable of triggering both software and hardware mechanisms for impairing or disabling the computer 110.

[0032] FIG. 3 illustrates an exemplary embodiment of a computer 110, showing the relationship hardware and software components associated with pay-per-use or pay-as-you-go computing. The operating system 134 of FIG. 1 may support the LPM 302 and operating system services 304 associated with the pay-as-you-go operation. The operating system services 304 may include secure time, secure store, and encrypt/decrypt. In this embodiment, elements of the isolated computing environment 125 are configured as a supervisor 306. The supervisor 306 may include a secure memory 308, a secure clock 310, and a cryptographic key store 312. A unique hardware identifier 314 may be available to the supervisor 306 for use in processing provisioning packets and in identifying the computer 110 to an outside entity.

[0033] The secure memory 308 may be a separate memory area accessible only by the isolated computing environment 125, and/or only after cryptographic authentication. The secure clock 310 may provide a tamper-resistant time base providing monotonically increasing time for the life of the computer. The secure clock 310 may be used for interval timing or as a calendar base. The cryptographic key store 312 may provide storage for cryptographic keys. The key store 312 may be essentially a write-only memory and include cryptographic algorithms such that calculations are performed within the key store and only results are provided. Keys may not be read from the key store 312 once written and verified.

[0034] The supervisor 306, and its underlying isolated computing environment 125, may operate independently of the operating system 134. For security reasons, the supervisor 306 may boot prior to any other boot device when the computer 110 is powered on or reset. Booting independently from the operating system helps ensure that the supervisor 306 and the isolated computing environment 125 are not spoofed or starved for CPU time by another boot device.

[0035] Communication between the supervisor 306 and the operating system services 304 for may be accomplished over logical communication link 316, and may be supported over physical communication bus 214. The LPM 302 may be in communication with the supervisor 306 as shown by logical link 318. The link 318 supports requests from the supervisor 306 to the LPM 302 for audit data. Additionally, the LPM 302 may send a periodic heartbeat to the supervisor 306 as an ongoing audit of system compliance. Because the supervisor 306 may completely disable the operating system 134 when a noncompliant situation is discovered, the supervisor 306 may have sufficient power and hardware access to present a sanctioned mode user interface 320 for use while the computer 110 is in the sanctioned mode.

[0036] The audit/heartbeat data may be sent over logical link 318 and may include data required to validate a software component, particularly the LPM 302. The supervisor 316 may be programmed to expect heartbeat data at a regular interval. The heartbeat data may include validation information such as a digital signature of its binary executable code, including a sequence number or other method for preventing a replay attack. The regular heartbeat, for example, from the LPM 302 may serve as evidence that the LPM is still running and when its signature is verified, that it is a correct version of the unmodified code. Should the supervisor fail to validate the authenticity of the heartbeat, or if the heartbeat does not arrive within a prescribed period, the heartbeat may fail and the compliance score may be reduced. Heartbeat messages that arrive more often than required may not be penalized, while a single failed heartbeat may not be sufficient to invoke a sanction, depending on the policy rules.

[0037] The supervisor 306 is different from a known hypervisor or monitor. A monitor may sit between the operating system and related hardware to negotiate resource sharing or CPU time slicing. Because a monitor is closely tied to the operating system, it is difficult to abstract a monitor to a variety of operating systems, or even operating system versions. In contrast, the supervisor 306, in one embodiment, does not attempt to manage or negotiate system resource usage during normal operation. In its simplest form, the supervisor 306 receives a policy, authenticates the policy, monitors for compliance, and sanctions noncompliance to the policy. The policy may be a data structure that is passed from the operating system corresponding to predetermined limits, for example, usage hours or calendar months of usage.

[0038] Because the supervisor 306 is independent of the operating system, or an other boot device, the supervisor 306 may be used to enforce policies for virtually any operating system or operating environment. This independence from the underlying platform is, in one embodiment, is facilitated by the supervisor's guaranteed access to computing cycles, secure memory, and time base.

[0039] FIG. 4 depicts an alternate embodiment of the operating system and hardware components associated with a pay-per-use computer, such as computer 110. As in FIG. 3, the operating system 134 includes the LPM 302 and the underlying operating system services 304. A smaller supervisor 309, that also may also be based on a hardware isolated computing environment 125, may only monitor system secure resources 307 via bus 330, rather than offer and maintain them as in the embodiment of FIG. 3. The secure resources 307 may have secure memory 308, the secure clock 310, the cryptographic key store 312, and the hardware identifier 314. Individual service requests to the various operating system calling entities may be made via logical connections illustrated by data paths 322, 324, 326. The audit/heartbeat logical connection 318 may be maintained between the supervisor 309 and the LPM 302. In this configuration, the hardware identifier 314 may be made available to the LPM 302 via logical connection 328, among other things, for verifying provisioning packets and for use in generating the heartbeat signal.

[0040] In operation, both configurations as depicted in FIG. 3 and FIG. 4 may operate in a similar fashion with respect to developing a compliance score. The compliance score may be an accumulation of weighted values determined by measurement and observation. The measurements 222 performed by the monitoring process 224 (FIG. 2) may be used to evaluate different events and classify them, in the most simplistic form, as either good or bad. Each good event results in an improved compliance score, whereas each bad event decreases the compliance score. Criteria may be established such that no single event may be sufficient for the compliance score to reach a minimum threshold, causing sanctions to be imposed.

[0041] The supervisors 306 309 of the embodiments of FIG. 3 and FIG. 4 may both measure the frequency and quality of heartbeat signals. The compliance score may be increased when good heartbeats are received on time. The supervisor 306 of FIG. 3 may have full access to key data used in metering and measurement. For example, the compliance score may also increase when the monitor 224 determines: that the operating system is metering usage. The monitor 224 may also determined a tally of time used versus purchases of additional time. When the estimated purchases match the estimated usage, the compliance score may also be increased. Other measurements may be taken, such as verification of designated files, for example the LPM 302 or boot files (not depicted), or verification of the system clock.

[0042] However, when the heartbeat fails or does not arrive on time, the compliance score may be reduced. If the operating system persists in a non-metered state for a predetermined amount of time, the compliance score may be reduced. If the operating system enters and exits the metering state at too high a rate, indicating perhaps tampering with the metering circuits, the compliance score may also be reduced.

[0043] The supervisor 309 of the embodiment of FIG. 4 may have less access to direct metering data or the operating system state. Such a configuration may be more reliant on heartbeat monitoring or other factors such as the rate of change of secured storage as an indication that metering data is being updated.

[0044] The compliance score in any embodiment may start at initial value and increase or decrease as various `good` and `bad` measurements are determined. When the compliance score is decreased sufficiently a first threshold may be reached, triggering an action. In one embodiment, the first threshold may be the only threshold and an immediate sanction may be imposed. In another embodiment, the first threshold may trigger a warning advising the user that tampering concerns have been raised and appropriate action may need to be taken. In yet another embodiment, the first threshold may trigger a limited sanction, such as, limiting display resolution or reducing processor speed. Should the compliance score continue to decrease a threshold may be reached where a dramatic sanction such as disabling the operating system may be invoked. At that point, the computer 110 may need to be taken to a service center for restoration. The sanctioned mode user interface 320 may be activated for restoration services when the operating system is disabled.

[0045] To illustrate using an exemplary embodiment, a computer 110 may be given a starting compliance score of 80. After a series of successful heartbeats, a purchase of usage time, and routine metering, the compliance score may be increased to a maximum of 100 (other embodiments may not use a maximum compliance score limit). At that point however, the user attempts to defeat the metering mechanism by overwriting the LPM 302. A measurement of the LPM 302 fails because a hash of the destination memory range does not match an expected hash. The heartbeat signals stop and routine metering stops because the replacement LPM is not programmed to support those functions. With each successive measurement failure the compliance score may decrease, for example, to 70. When the compliance score reaches 70, a warning message is displayed to the user indicating that the system appears to have been tampered and will be shut down without corrective measures. The user ignores the warning and the compliance score decreases to 55. The supervisor 306 may then activate the sanction program 226 to take action to shut down the computer 110, for example, by halting the processing unit 120. The sanctioned mode user interface 320 may then pop up a message informing the user that the computer has been disabled and must be taken to a service center for restoration.

[0046] At the service center a technician may use the sanctioned mode user interface 320 to determine that the replacement LPM was not compliant and restore a compliant LPM 302. The service technician may trigger the supervisor 306 to restart the monitor 224 program, if required, and may be able to manually reset the compliance score, if desired. In this example, as someone clearly tampered with the computer, a fine or service charge may be imposed on the user to discourage future attempts at tampering with the system.

[0047] FIG. 5, a method of determining non-compliance with a policy on a computer is discussed and described. A policy establishing rules of operation and usage criteria for a computer 110 may be established by a service provider or other party with a financial interest in the computer 110. After the policy has been established, measurable criteria for determining compliance or noncompliance with the policy may be developed 402. The criteria may include measurements such as hashing of known memory ranges and/or monitoring of conditions and activities on the computer 110, such as reprovisioning usage credits on the computer 110. The measurement and monitoring criteria may be programmed into a supervisor such as supervisor 306, which in turn may be built on an isolated computing environment 125.

[0048] The supervisor 306 may be activated 404 prior to activating, or booting, any other system element including an operating system 134. The reasons for first boot are discussed previously, but briefly, doing so helps to ensure a known, clean operating environment for the supervisor 306. When first activated, for example during manufacturing or at the time of installation, an initial compliance score may be established corresponding to operation in accordance with the established policy. In one embodiment, the supervisor 306 has a program execution environment autonomous from the operating system 134, to further isolate the supervisor 306 from attacks made on the operating system 134 and associated components.

[0049] After the supervisor 306 is booted, other boot devices may be started 406, such as the operating system 134 or any other early boot devices. When the computer 110 is operational, the supervisor 306 may begin monitoring and measuring 408 according to the critria developed at block 402. Each monitoring or measuring finding may be used to adjust the compliance score.

[0050] The criteria used at block 408 may include clock verification, the duration of a single computing session, the amount of time measured between provisioning packets were provided, or comparisons between the total time of operation of the computer in the total number of provisioning packets provided.

[0051] Metering and measurement data that may be used in evaluating the various criteria may be an operating system heartbeat, a verification of designated files, verification of a system clock, a current operating mode, a frequency of writes to the memory, or a time since last provisioning cycle. For example, clock verification may include a comparison of the secure clock time 310 to a soft clock under the control the operating system and may be followed by an analysis of the last time provisioning packets were provided.

[0052] As often as each measurement or monitoring result is determined, the compliance score may be compared 410 to a predetermined threshold. When the score is above the threshold, the no branch from block 410 may be taken back to block 408 where additional measurements may be taken. When the compliance score is below the threshold, the yes branch from block 410 may be taken and an additional test performed to determine 412 whether the score indicates a warning or a sanction is appropriate. When a warning is appropriate the branch labeled warning may be taken from block 412 and a warning displayed 416. Execution may then continue at block 408.

[0053] When it is determined at block 412 that a sanction is appropriate, the sanctioned branch from block 412 may be taken to block 414 where a sanction may be imposed. A range of sanctions may be available, including reducing display resolution, color depth, slowing the processor, and depending on the policy, the operating system may be deactivated or other major system or apparatus that substantially disables the computer 110.

[0054] Although the forgoing text sets forth a detailed description of numerous different embodiments of the invention, it should be understood that the scope of the invention is defined by the words of the claims set forth at the end of this patent. The detailed description is to be construed as exemplary only and does not describe every possibly embodiment of the invention because describing every possible embodiment would be impractical, if not impossible. Numerous alternative embodiments could be implemented, using either current technology or technology developed after the filing date of this patent, which would still fall within the scope of the claims defining the invention.

[0055] Thus, many modifications and variations may be made in the techniques and structures described and illustrated herein without departing from the spirit and scope of the present invention. Accordingly, it should be understood that the methods and apparatus described herein are illustrative only and are not limiting upon the scope of the invention.

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U.S. Current Class:	726/26
U.S. Class at Publication:	726/026
Intern'l Class:	H04N 7/16 20060101 H04N007/16